Gary J. Orler
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gary John Orler was a registered financial professional .
Gary is a previously registered financial professional and started their career in finance in 1988. Gary had worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 21, 2016 - December 27, 2016
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 17, 2016 - December 27, 2016
RAYMOND JAMES FINANCIAL SERVICES, INC.
January 2, 2009 - December 31, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
May 29, 2003 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 16, 2003 - December 31, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 31, 2001 - May 16, 2003
PEREGRINE FINANCIALS & SECURITIES, INC.
January 25, 2001 - June 26, 2001
D H BRUSH & ASSOCIATES, INC.
March 25, 1993 - January 25, 2001
INVEST FINANCIAL CORPORATION
February 7, 1989 - March 12, 1993
GRUNTAL & CO., L.L.C.
November 25, 1988 - February 11, 1989
HAMILTON INVESTMENTS, INC.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
