Gary G. Graham

GRAHAM, BORDELON, GOLSON & GILBERT

MONROE, LA 71201

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CRD#: 1173717

Professional summary

Gary Gordon Graham is a registered financial advisor currently at GRAHAM, BORDELON, GOLSON & GILBERT, INC. located in Monroe, Louisiana and OSAIC WEALTH, INC. located in Monroe, Louisiana.

Gary is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1985. Gary has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Gordon Graham's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 9, 2007 - Present

GRAHAM, BORDELON, GOLSON & GILBERT, INC.

Office #1: 2401 Tower Drive, Monroe, LA 71201

RIA

CRD#: 104612

MONROE, LA

Current

August 23, 2024 - Present

OSAIC WEALTH, INC.

Office #1: 2401 Tower Drive, Monroe, LA 71201

RIA

CRD#: 23131

MONROE, LA

Past

February 27, 2007 - March 21, 2025

ENTRUST INVESTMENT MANAGEMENT LLC

RIA

CRD#: 111283

MONROE, LA

Past

December 8, 1998 - August 23, 2024

TRIAD ADVISORS LLC

CRD#: 25803

MONROE, LA

Past

January 31, 1997 - December 17, 1998

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

September 28, 1988 - January 31, 1997

KEOGLER, MORGAN & COMPANY, INC.

CRD#: 16546

ATLANTA, GA

Past

November 20, 1985 - October 12, 1988

FSC SECURITIES CORPORATION

CRD#: 7461

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GRAHAM, BORDELON, GOLSON & GILBERT, INC.

GRAHAM BORDELON & CO INC | GRAHAM, BORDELON, GOLSON & GILBERT, INC.

CRD#: 104612 / SEC#: 801-25887

RIA

Registered Investment Advisory firm - (12/5/1985 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Louisiana
(2/27/2007)

Louisiana
(8/23/2024)

IAR

Texas
(2/9/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/28/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 11/16/1985

General Securities Representative Examination

SRO Registrations

FINRA

Current Firm

GRAHAM, BORDELON, GOLSON & GILBERT, INC.

GRAHAM BORDELON & CO INC | GRAHAM, BORDELON, GOLSON & GILBERT, INC.

CRD#: 104612 / SEC#: 801-25887

RIA

Registered Investment Advisory firm - (12/5/1985 Approved)

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Contact information

Main Address

2401 Tower Drive, Monroe, LA 71201

Mailing Address

Phone number

(318) 322-7157

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV 2A (4/2/2025)

Regulatory assets under management

Total Number of Accounts	324
AUM (Assets Under Management)	$ 375,002,796

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Gary G. Graham

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gary Gordon Graham's CRS (Customer Relationship Summary).

Certified licenses

Experience

GRAHAM, BORDELON, GOLSON & GILBERT, INC.

OSAIC WEALTH, INC.

ENTRUST INVESTMENT MANAGEMENT LLC

TRIAD ADVISORS LLC

OSAIC WEALTH, INC.

KEOGLER, MORGAN & COMPANY, INC.

FSC SECURITIES CORPORATION

Primary Firm SEC Registration

GRAHAM, BORDELON, GOLSON & GILBERT, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/28/1983

SIE

Date: 10/1/2018

Series 7

Date: 11/16/1985

FINRA

Current Firm

GRAHAM, BORDELON, GOLSON & GILBERT, INC.

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GRAHAM, BORDELON, GOLSON & GILBERT, INC.

TRUST BUT VERIFY

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