WH
William E. Hair
ALLIANCEBERNSTEIN L.P.
LOS ANGELES, CA 90067
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CRD#: 1173623
WH
Professional summary
William Edward Hair is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Los Angeles, California and SANFORD C. BERNSTEIN & CO., LLC located in Los Angeles, California.
William is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. William has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 3 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
W2H Design; non investment-related; Design of interior space of homes, purchase of furnishings and services.; 100% Owner with a start date 05/03/2016; 8 hours per month; 0 during securities trading hours; The Hammer Museum - Member, Board of Advisors - 01-Jul-2023 - Non-fiduciary board. The committee advises and votes on art work acquisitions - 5hrs a month outside trading hours
CRS (Client Relationship Summary) - RIA
Click below to view William Edward Hair's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 8, 1997 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 1999 Avenue Of The Stars Suite 2150, Los Angeles, CA 90067RIA
CRD#: 108477
LOS ANGELES, CA
Current
December 7, 2000 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 1999 Avenue Of The Stars, Suite 2150, Los Angeles, CA 90067RIA
BD
CRD#: 104474
Los Angeles, CA
Past
July 3, 1990 - December 7, 2000
SANFORD C. BERNSTEIN & CO., INC.
BD
CRD#: 1232
NEW YORK, NY
Past
March 31, 1987 - February 21, 1989
AETNA FINANCIAL SERVICES, INC.
BD
CRD#: 13255
Past
August 18, 1983 - December 9, 1988
AETNA LIFE INSURANCE AND ANNUITY COMPANY
BD
CRD#: 13256
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/21/2023)
IAR
California(7/8/1997)
RR
California(12/7/2000)
RR
Colorado(12/7/2000)
RR
Delaware(5/11/2021)
RR
District of Columbia(11/9/2021)
IAR
District of Columbia(11/12/2021)
RR
Florida(12/7/2000)
IAR
Florida(10/7/2013)
RR
Illinois(6/26/2007)
RR
Massachusetts(7/9/2015)
RR
Michigan(12/21/2000)
RR
Minnesota(9/12/2006)
RR
Missouri(12/7/2000)
RR
Nevada(12/7/2000)
RR
New Jersey(12/7/2000)
RR
New Mexico(6/8/2022)
RR
New York(12/7/2000)
IAR
New York(5/7/2021)
RR
North Dakota(12/7/2000)
RR
Ohio(10/27/2011)
RR
Oregon(12/7/2000)
RR
Pennsylvania(12/7/2000)
RR
South Carolina(2/21/2008)
RR
Texas(10/15/2021)
IAR
Texas(10/4/2023)
RR
Utah(7/31/2023)
RR
Virginia(9/14/2006)
IAR
Virginia(7/14/2015)
RR
Washington(12/7/2000)
RR
Wisconsin(3/4/2021)
RR
Wyoming(9/21/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
