Sheri L. Carmichael
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Sheri Lynn Carmichael, who also goes by Sheri Lynn Kretzschmar Carmichael, Sheri Lynn Kretzschmar, was a registered financial professional .
Sheri is a previously registered financial professional and started their career in finance in 1983. Sheri had worked at 5 firms and has passed the Series 65, Series 63, Series 7, Series 51 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 4, 2014 - March 21, 2014
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
January 30, 2014 - March 21, 2014
RAYMOND JAMES FINANCIAL SERVICES, INC.
March 19, 2013 - January 9, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
March 19, 2013 - January 9, 2014
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
January 2, 2009 - March 11, 2013
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
February 14, 2008 - January 2, 2009
RAYMOND JAMES FINANCIAL SERVICES, INC.
June 1, 1999 - March 11, 2013
RAYMOND JAMES FINANCIAL SERVICES, INC.
September 16, 1985 - December 23, 1992
EDWARD JONES
September 21, 1983 - September 30, 1985
B.C. CHRISTOPHER SECURITIES CO.
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
