Suzanne H. Nitzberg

ALLSTATE FINANCIAL ADVISORS

Roslyn, NY 11576-1336

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CRD#: 1173209

Professional summary

Suzanne Hillary Nitzberg, CFP®, who also goes by Suzanne Hillary Barasch, Suzanne Hillary Barsch, Suzanne Nitzberg, Suzanne Hillary Nitzberg-brandt, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Roslyn, New York and ALLSTATE FINANCIAL SERVICES, LLC located in Roslyn, New York.

Suzanne is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Suzanne has worked at 15 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 9, Series 10, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Suzanne Hillary Barasch | Suzanne Hillary Barsch | Suzanne Nitzberg | Suzanne Hillary Nitzberg-Brandt

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

SHN CAOITAL STRATEGY POSITION: Pre NATURE: Insurance and Financial Service sales INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/01/2022 ADDRESS: 15 Squirrel Hill, Roslyn NY 11576, United States DESCRIPTION: LLC was set up to file as an S corporation for tax purposes WILTON TRAILS POSITION: EFS NATURE: Wilton Trails INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2025 ADDRESS: 15 Squirrel Hill, Roslyn NY 11576, United States DESCRIPTION: Trails from Wilton

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Hillary Nitzberg's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2011

Experience

Current

July 29, 2015 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 26 Middleneck Rd Ste 1p, Roslyn, NY 11576-1336

RIA

CRD#: 109524

Roslyn, NY

Current

September 18, 2014 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 26 Middleneck Rd Ste 1p, Roslyn, NY 11576-1336

CRD#: 18272

Roslyn, NY

Past

January 22, 2014 - September 5, 2014

SANTANDER SECURITIES LLC

CRD#: 41791

MELVILLE, NY

Past

January 16, 2014 - September 5, 2014

SANTANDER SECURITIES LLC

RIA

CRD#: 41791

MELVILLE, NY

Past

July 15, 2011 - January 13, 2014

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

FRESH MEADOWS, NY

Past

November 8, 2010 - January 13, 2014

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

FRESH MEADOWS, NY

Past

July 5, 2007 - November 5, 2010

MML INVESTORS SERVICES, LLC

CRD#: 10409

GREAT NECK, NY

Past

April 18, 2006 - June 28, 2007

HSBC SECURITIES (USA) INC.

RIA

CRD#: 19585

CARLE PLACE, NY

Past

April 18, 2006 - June 28, 2007

HSBC SECURITIES (USA) INC.

CRD#: 19585

CARLE PLACE, NY

Past

August 13, 2004 - March 29, 2006

CHASE INVESTMENT SERVICES CORP.

RIA

CRD#: 25574

GREENVALE, NY

Past

August 13, 2004 - March 29, 2006

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

GREENVALE, NY

Past

May 19, 1993 - July 23, 2004

CITICORP INVESTMENT SERVICES

CRD#: 23988

LONG ISLAND CITY, NY

Past

February 28, 1991 - May 11, 1993

CROWN FINANCIAL GROUP, INC.

CRD#: 540

JERSEY CITY, NJ

Past

December 16, 1988 - March 5, 1991

R.H.DAMON & CO., INC.

CRD#: 23091

Past

December 10, 1987 - December 31, 1988

F.N. WOLF & CO., INC.

CRD#: 13051

Past

June 4, 1987 - December 14, 1987

STEINBERG & LYMAN

CRD#: 15704

Past

March 21, 1985 - September 26, 1988

DIVERSIFIED EQUITIES CORP.

CRD#: 14248

Past

June 28, 1984 - March 20, 1985

LEHMAN BROTHERS INC.

CRD#: 7506

Past

March 22, 1984 - October 11, 1984

WHITEHALL SECURITIES, INC.

CRD#: 10529

Past

September 6, 1983 - January 27, 1984

FORESTERS FINANCIAL SERVICES, INC.

CRD#: 305

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(9/18/2014)

Connecticut
(8/31/2023)

District of Columbia
(10/10/2024)

Florida
(1/23/2015)

Illinois
(9/13/2022)

Maryland
(2/2/2021)

New Jersey
(11/10/2014)

New York
(9/18/2014)

IAR

New York
(4/19/2021)

North Carolina
(2/25/2020)

Ohio
(1/3/2022)

Pennsylvania
(1/23/2015)

Texas
(11/14/2022)

Virginia
(3/14/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 11/21/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/5/1984

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 3/17/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/15/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 7/10/2006

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 4

Date: 10/22/1990

Registered Options Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/8/1989

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Suzanne H. Nitzberg

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Suzanne Hillary Nitzberg's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

SANTANDER SECURITIES LLC

SANTANDER SECURITIES LLC

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL SERVICES, LLC

MML INVESTORS SERVICES, LLC

HSBC SECURITIES (USA) INC.

HSBC SECURITIES (USA) INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

CITICORP INVESTMENT SERVICES

CROWN FINANCIAL GROUP, INC.

R.H.DAMON & CO., INC.

F.N. WOLF & CO., INC.

STEINBERG & LYMAN

DIVERSIFIED EQUITIES CORP.

LEHMAN BROTHERS INC.

WHITEHALL SECURITIES, INC.

FORESTERS FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 11/21/2002

Series 63

Date: 11/5/1984

SIE

Date: 10/1/2018

Series 7

Date: 3/17/1984

Series 6

Date: 8/15/1983

Series 9

Date: 1/2/2023

Series 10

Date: 7/10/2006

Series 4

Date: 10/22/1990

Series 24

Date: 3/8/1989

FINRA

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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