Steven L. Holtz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Steven Lee Holtz, CFP® was a registered financial professional .
Steven is a previously registered financial professional and started their career in finance in 1983. Steven had worked at 10 firms and has passed the Series 65, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 29, 2019 - February 20, 2024
LIFEPRO ASSET MANAGEMENT
October 29, 2018 - April 3, 2019
HORNOR, TOWNSEND & KENT, LLC
May 12, 2016 - October 25, 2018
FORESTERS EQUITY SERVICES, INC.
May 11, 2016 - October 25, 2018
FORESTERS EQUITY SERVICES, INC.
September 4, 2009 - May 10, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 4, 2009 - May 10, 2016
TRANSAMERICA FINANCIAL ADVISORS, LLC
September 24, 2003 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
August 15, 2003 - September 4, 2009
TRANSAMERICA FINANCIAL ADVISORS, INC.
January 11, 2001 - August 15, 2003
ASSOCIATED PLANNERS INVESTMENT ADVISORY INC
December 1, 2000 - August 15, 2003
ASSOCIATED SECURITIES CORP.
February 12, 1998 - February 17, 2000
LPL FINANCIAL LLC
June 17, 1991 - April 24, 2000
PRINCIPAL SECURITIES, INC.
October 25, 1983 - February 6, 1987
1717 CAPITAL MANAGEMENT COMPANY
State Registrations and Notice Filings
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Exams
Current Firm
LIFEPRO ASSET MANAGEMENT
CRD#: 285252 / SEC#: 801-118422
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,105 |
| AUM (Assets Under Management) | $ 311,330,551 |
Red Flags
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