GR
Glenn J. Reis
CETERA INVESTMENT ADVISERS LLC
MONTEREY, CA 93940
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CRD#: 1172517
GR
Professional summary
Glenn Jeffrey Reis is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Monterey, California and CETERA WEALTH SERVICES, LLC located in Monterey, California.
Glenn is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Glenn has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: AL AND FRIENDS INVESTMENT RELATED: NO ADDRESS: P.O. BOX 1022, PACIFIC GROVE, CA 93950 NATURE OF BUSINESS: NON-PROFIT START DATE: 09/2018 POSITION/TITLE/RELATIONSHIP: BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 3 APX NUMBER OF HOURS DURING TRADING HOURS: VARIES BRIEF DESCRIPTION OF DUTIES: WRITE GRANTS AND FUNDRAISING THROUGH GRANTS; 2. NAME OF OTHER BUSINESS: SUCCESSOR TRUSTEE FOR CLOSE FRIEND; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SUCCESSOR TRUSTEE; START DATE: 1/2015; POSITION/TITLE/RELATIONSHIP: SUCCESSOR TRUSTEE; APX NUMBER OF HOURS PER WEEK: VARIES; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: SUCCESSOR TRUSTEE;
CRS (Client Relationship Summary) - RIA
Click below to view Glenn Jeffrey Reis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 2511 Garden Road Suite B100, Monterey, CA 93940RIA
CRD#: 105644
MONTEREY, CA
Current
November 1, 2017 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 2511 Garden Road Suite B100, Monterey, CA 93940BD
CRD#: 13572
MONTEREY, CA
Past
November 1, 2017 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
Monterey, CA
Past
August 16, 2002 - November 1, 2017
GIRARD SECURITIES, INC.
RIA
CRD#: 18697
Monterey, CA
Past
August 16, 2002 - November 1, 2017
GIRARD SECURITIES, INC.
BD
CRD#: 18697
Monterey, CA
Past
April 1, 1998 - August 21, 2002
SPELMAN & CO., INC.
RIA
CRD#: 10232
CARMEL, CA
Past
December 19, 1997 - August 21, 2002
SPELMAN & CO., INC.
BD
CRD#: 10232
PHOENIX, AZ
Past
August 24, 1983 - January 8, 1998
M.L. STERN & CO., LLC.
BD
CRD#: 8327
BEVERLY HILLS, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/17/2019)
RR
California(11/1/2017)
IAR
California(6/29/2023)
RR
Colorado(11/1/2017)
RR
Nevada(2/6/2018)
RR
Oregon(11/1/2017)
RR
Texas(11/8/2025)
IAR
Texas(11/8/2025)
RR
Virginia(7/25/2022)
RR
Wisconsin(1/7/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
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Company Information
CETERA INVESTMENT ADVISERS LLC
CRD#: 105644Monterey, CA 93940TRUST BUT VERIFY
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