John S. Neamtz

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CRD#: 1172402

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

John Steven Neamtz, who also goes by J. Steven Neamtz, Steven Neamtz, was a registered financial professional .

John is a previously registered financial professional and started their career in finance in 1983. John had worked at 12 firms and has passed the Series 63, Series 99TO, Series 3, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

J. Steven Neamtz | Steven Neamtz

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

May 23, 2022 - November 3, 2025

VEST SECURITIES, LLC

CRD#: 317379

MCLEAN, VA

Past

September 2, 2016 - June 13, 2022

FIRST DOMINION CAPITAL CORP.

CRD#: 16330

McLean, VA

Past

May 26, 2015 - September 15, 2015

REALTY CAPITAL SECURITIES, LLC

CRD#: 145454

NEW YORK, NY

Past

October 18, 2012 - October 17, 2014

MATRIX CAPITAL GROUP, INC.

CRD#: 33364

NEW YORK, NY

Past

January 9, 2008 - June 23, 2010

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

July 23, 1996 - July 5, 2006

COREBRIDGE CAPITAL SERVICES, INC.

CRD#: 13158

JERSEY CITY, NJ

Past

September 15, 1993 - March 29, 1996

NATIXIS DISTRIBUTION, LLC

CRD#: 34754

BOSTON, MA

Past

August 24, 1990 - September 15, 1993

TNE INVESTMENT SERVICES CORPORATION

CRD#: 14560

Past

August 22, 1990 - September 7, 1994

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

February 14, 1989 - August 14, 1990

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

November 24, 1986 - January 26, 1988

LEHMAN BROTHERS INC.

CRD#: 7506

Past

September 20, 1983 - October 27, 1986

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 4/29/2013

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

Series 3

Date: 10/27/2021

National Commodity Futures Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/20/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 1/21/1992

General Securities Principal Examination

Current Firm

VEST SECURITIES, LLC

CRD#: 317379 / SEC#: , 8-70829

Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)

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Contact information

Main Address

8350 Broad Street Suite 240, Mclean, VA 22101

Mailing Address

8350 Broad Street Suite 240, Mclean, VA 22101

Phone number

(855) 979-6060

Established

Delaware since 03/19/2021

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
VEST GROUP, INC.	SOLE MEMBER
BRANT, DAVID ROBERT	FINOP/PFO/POO	2718478
CHANG, JEFFERY YI-BING	PRESIDENT	5034993
PORTWOOD, WILLIAM BOYCE	CHIEF COMPLIANCE OFFICER	4853700
SOOD, KARAN	CHIEF EXECUTIVE OFFICER	5256243

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

John S. Neamtz

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

FIRST DOMINION CAPITAL CORP.

REALTY CAPITAL SECURITIES, LLC

MATRIX CAPITAL GROUP, INC.

VP DISTRIBUTORS LLC

COREBRIDGE CAPITAL SERVICES, INC.

NATIXIS DISTRIBUTION, LLC

TNE INVESTMENT SERVICES CORPORATION

NEW ENGLAND SECURITIES

KIDDER, PEABODY & CO. INCORPORATED

LEHMAN BROTHERS INC.

PRUDENTIAL EQUITY GROUP, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 4/29/2013

Series 99TO

Date: 1/2/2023

Series 3

Date: 10/27/2021

SIE

Date: 10/1/2018

Series 7

Date: 8/20/1983

Series 24

Date: 1/21/1992

Current Firm

VEST SECURITIES, LLC

Contact information

FINRA licenses (19 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

VEST SECURITIES, LLC

TRUST BUT VERIFY

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