PC
Philip I. Connolly
LARSON FINANCIAL GROUP
Minneapolis, MN 55430
Some features on this profile are disabled
CRD#: 1172157
PC
Professional summary
Philip Ignatius Connolly, CFP®, ChFC®, who also goes by Philip Connolly, Phillip Ignatius Connolly, Philip Ignatius Connolly, is a registered financial advisor currently at LARSON FINANCIAL GROUP, LLC located in Minneapolis, Minnesota and LARSON FINANCIAL SECURITIES, LLC located in Minneapolis, Minnesota.
Philip is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1986. Philip has worked at 14 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 51 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Philip Connolly | Phillip Ignatius Connolly | Philip Ignatius Connolly
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1-Counsel Wealth Management, Inc.; Arden Hills, MN; Service description: Registered Investment Advisor; Start date: 07/16/2018; Title: Wealth Advisor; Duties: Provide financial advice to clients; Time spent: 100%.
CRS (Client Relationship Summary) - RIA
Click below to view Philip Ignatius Connolly's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
October 1, 2021 - Present
LARSON FINANCIAL GROUP, LLC
Office #1: 6160 Summit Dr N Suite 580, Minneapolis, MN 55430RIA
CRD#: 140599
Minneapolis, MN
Current
July 1, 2020 - Present
LARSON FINANCIAL SECURITIES, LLC
Office #1: 6160 Summit Drive N Suite 580, Minneapolis, MN 55430BD
CRD#: 152517
Minneapolis, MN
Past
July 31, 2020 - March 28, 2022
LARSON WEALTH PARTNERS
RIA
CRD#: 309688
MINNEAPOLIS, MN
Past
July 23, 2018 - September 1, 2020
COUNSEL WEALTH MANAGEMENT, INC.
RIA
CRD#: 115165
ARDEN HILLS, MN
Past
July 23, 2018 - June 23, 2020
APW CAPITAL, INC.
BD
CRD#: 43814
ARDEN HILLS, MN
Past
January 4, 2017 - July 6, 2018
TLG ADVISORS, INC.
RIA
CRD#: 111052
FREEHOLD, NJ
Past
January 3, 2017 - July 6, 2018
THE LEADERS GROUP, INC.
BD
CRD#: 37157
SUMMIT, NJ
Past
July 21, 2016 - December 26, 2016
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
New Richmond, WI
Past
July 20, 2016 - December 26, 2016
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
New Richmond, WI
Past
August 24, 2010 - June 19, 2015
ALLSTATE FINANCIAL ADVISORS, LLC
RIA
CRD#: 109524
BLOOMINGTON, MN
Past
August 24, 2010 - June 19, 2015
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
BLOOMINGTON, MN
Past
December 17, 2009 - August 2, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
RIA
CRD#: 16164
NEW RICHMOND, WI
Past
December 1, 2009 - August 2, 2010
TRANSAMERICA FINANCIAL ADVISORS, LLC
BD
CRD#: 16164
NEW RICHMOND, WI
Past
July 31, 2000 - February 23, 2009
CAPITAL BROKERAGE CORPORATION
BD
CRD#: 10465
NEW RICHMOND, WI
Past
September 16, 1991 - March 24, 2000
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
January 23, 1986 - February 13, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
LF
LARSON FINANCIAL GROUP, LLC
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - (6/23/2010 Approved)Florida
Registered Investment Advisory firm - (6/30/2010 Terminated)Indiana
Registered Investment Advisory firm - (6/30/2010 Terminated)Kansas
Registered Investment Advisory firm - (6/30/2010 Terminated)Kentucky
Registered Investment Advisory firm - (6/30/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/1/2010 Terminated)Missouri
Registered Investment Advisory firm - (6/30/2010 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2010 Terminated)Tennessee
Registered Investment Advisory firm - (7/30/2010 Terminated)Texas
Registered Investment Advisory firm - (6/30/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(7/2/2020)
RR
California(7/2/2020)
RR
Colorado(3/15/2023)
RR
Florida(7/2/2020)
RR
Minnesota(7/1/2020)
IAR
Minnesota(10/1/2021)
RR
Pennsylvania(4/17/2024)
IAR
Texas(2/3/2022)
RR
Utah(7/2/2020)
RR
Wisconsin(7/1/2020)
IAR
Wisconsin(11/4/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LF
LARSON FINANCIAL GROUP, LLC
LARSON FINANCIAL GROUP, LLC | WORK OPTIONAL | THE PHYSICIANS THRIVE | OAKMONT FINANCIAL GROUP | MIDWEST WEALTH MANAGEMENT | LIONSGATE ADVISORS
CRD#: 140599 / SEC#: 801-71543
RIA
Registered Investment Advisory firm - (6/23/2010 Approved)Florida
Registered Investment Advisory firm - (6/30/2010 Terminated)Indiana
Registered Investment Advisory firm - (6/30/2010 Terminated)Kansas
Registered Investment Advisory firm - (6/30/2010 Terminated)Kentucky
Registered Investment Advisory firm - (6/30/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/1/2010 Terminated)Missouri
Registered Investment Advisory firm - (6/30/2010 Terminated)Ohio
Registered Investment Advisory firm - (6/30/2010 Terminated)Tennessee
Registered Investment Advisory firm - (7/30/2010 Terminated)Texas
Registered Investment Advisory firm - (6/30/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (6/30/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 N Broadway Suite 1700, Saint Louis, MO 63102
Mailing Address
Phone number
(866) 569-2450
Established
Firm type
Fiscal year end
# of Employees
115
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 24,504 |
| AUM (Assets Under Management) | $ 4,032,736,835 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 08/08/2024 | ||
| 12/13/2023 | ||
| 01/03/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
LARSON FINANCIAL GROUP, LLC
CRD#: 140599Minneapolis, MN 55430TRUST BUT VERIFY
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