Kevin L. Schnell

SCHNELL FINANCIAL GROUP

Sedalia, MO 65301

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CRD#: 1171829

Professional summary

Kevin Len Schnell, CFP® is a registered financial advisor currently at SCHNELL FINANCIAL GROUP, LLC located in Sedalia, Missouri.

Kevin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kevin has worked at 4 firms and has passed the Series 65, Series 63, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MEMBER/MANAGER-KEVIN L. SCHNELL-ATTORNEY AT LAW, LLC

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Len Schnell's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1987

Experience

Current

January 24, 2013 - Present

SCHNELL FINANCIAL GROUP, LLC

Office #1: 821 Thompson Boulevard, Sedalia, MO 65301

RIA

CRD#: 137969

Sedalia, MO

Past

December 13, 2005 - December 31, 2012

SCHNELL FINANCIAL GROUP, LLC

RIA

CRD#: 137969

SEDALIA, MO

Past

November 12, 1990 - December 31, 1993

WOODBURY FINANCIAL SERVICES, INC.

CRD#: 421

Past

March 15, 1990 - November 7, 1990

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

Past

August 29, 1983 - March 19, 1990

LUTHERAN BROTHERHOOD SECURITIES CORP.

CRD#: 4205

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(1/24/2013)

IAR

Missouri
(1/28/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/3/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 22

Date: 4/17/1984

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/26/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

SCHNELL FINANCIAL GROUP, LLC

CAPITAL ASSET ADVISORS, LLC | SCHNELL FINANCIAL GROUP, LLC | MHC ASSET MANAGEMENT, LLC | FSA WEALTH STRATEGIES, LLC

CRD#: 137969 / SEC#:

Kansas

Registered Investment Advisory firm - (9/13/2006 Approved)

Missouri

Registered Investment Advisory firm - (1/28/2013 Approved)

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Contact information

Main Address

821 Thompson Boulevard, Sedalia, MO 65301

Mailing Address

821 Thompson Boulevard, Sedalia, MO 65301

Phone number

(660) 826-4778

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 61,749,218

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Kevin L. Schnell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kevin Len Schnell's CRS (Customer Relationship Summary).

Certified licenses

Experience

SCHNELL FINANCIAL GROUP, LLC

SCHNELL FINANCIAL GROUP, LLC

WOODBURY FINANCIAL SERVICES, INC.

GUARDIAN INVESTOR SERVICES LLC

LUTHERAN BROTHERHOOD SECURITIES CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/3/2008

Series 63

Date: 8/26/1983

Series 22

Date: 4/17/1984

Series 6

Date: 8/26/1983

Current Firm

SCHNELL FINANCIAL GROUP, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

SCHNELL FINANCIAL GROUP, LLC

TRUST BUT VERIFY

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