Maria P. Daley

PERIGON WEALTH MANAGEMENT

TAMPA, FL

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CRD#: 1171271

Professional summary

Maria Pisoni Daley, CFP®, who also goes by Maria Lorene Daley, Maria Lorene Pisoni, is a registered financial advisor currently at PERIGON WEALTH MANAGEMENT, LLC located in Tampa, Florida.

Maria is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1985. Maria has worked at 13 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Maria Lorene Daley | Maria Lorene Pisoni

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WWSG TRAVEL, INC. DBA VACAYOU WELLNESS TRAVEL; NOT INVESTMENT RELATED; ST. PETERSBERG, FLORIDA; WELLNESS TRAVEL; ADVISORY BOARD MEMBER; 01/2020; ONE HOUR PER MONTH; NOT DURING SECURITIES TRADING HOURS; DUTIES INCLUDE ACTING AS A SOUNDING BOARD FOR THE FOUNDER TO SHARE IDEAS AND STRATEGIC PRIORITIES FOR THE COMPANY'S GROWTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Pisoni Daley's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

May 22, 2024 - Present

PERIGON WEALTH MANAGEMENT, LLC

RIA

CRD#: 131037

TAMPA, FL

Past

August 21, 2019 - June 15, 2023

CHOREO, LLC

RIA

CRD#: 111221

TAMPA, FL

Past

January 25, 2016 - May 28, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

ST. PETERSBURG, FL

Past

October 2, 2015 - May 28, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST PETERSBURG, FL

Past

July 23, 2012 - August 27, 2015

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

CHICAGO, IL

Past

July 9, 2008 - July 13, 2012

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

CHICAGO, IL

Past

July 9, 2008 - July 13, 2012

CHARLES SCHWAB & CO., INC.

CRD#: 5393

CHICAGO, IL

Past

July 5, 2006 - June 17, 2008

NEUBERGER BERMAN BD LLC

RIA

CRD#: 2908

CHICAGO, IL

Past

July 5, 2006 - June 17, 2008

NEUBERGER BERMAN BD LLC

CRD#: 2908

CHICAGO, IL

Past

March 2, 2005 - July 3, 2006

AT INVESTOR SERVICES, INC.

CRD#: 47837

NEW YORK, NY

Past

December 22, 2000 - July 3, 2006

CIBC PRIVATE WEALTH ADVISORS, INC.

RIA

CRD#: 109644

CHICAGO, IL

Past

April 27, 1998 - December 31, 2000

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

March 25, 1991 - August 5, 1991

BOATMEN'S INVESTMENT SERVICES, INC.

CRD#: 17533

ST. LOUIS, MO

Past

July 2, 1986 - May 10, 1988

BT BROKERAGE CORPORATION

CRD#: 16570

Past

April 23, 1985 - July 3, 1986

SELIGMAN SECURITIES, INC.

CRD#: 3361

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(5/22/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 9/8/2006

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 8/4/1998

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/24/1998

General Securities Representative Examination

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

CRD#: 131037 / SEC#: 801-62988

RIA

Registered Investment Advisory firm - (4/7/2004 Approved)

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Contact information

Main Address

201 Mission Street Suite 1825, San Francisco, CA 94105

Mailing Address

Phone number

(877) 977-2555

Established

Firm type

Fiscal year end

# of Employees

141

SEC notice filing (41 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PERIGON WRAP FEE PROGRAM BROCHURE (3/28/2025)

PERIGON DISCLOSURE BROCHURE AND PRIVACY POLICY (3/28/2025)

Regulatory assets under management

Total Number of Accounts	15,456
AUM (Assets Under Management)	$ 8,714,418,958

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2024	Cover Page	Report
10/24/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Maria P. Daley

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Maria Pisoni Daley's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHOREO, LLC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

FIDELITY BROKERAGE SERVICES LLC

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

NEUBERGER BERMAN BD LLC

NEUBERGER BERMAN BD LLC

AT INVESTOR SERVICES, INC.

CIBC PRIVATE WEALTH ADVISORS, INC.

BOFA DISTRIBUTORS, INC.

BOATMEN'S INVESTMENT SERVICES, INC.

BT BROKERAGE CORPORATION

SELIGMAN SECURITIES, INC.

Primary Firm SEC Registration

PERIGON WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 9/8/2006

Series 65

Date: 8/4/1998

SIE

Date: 10/1/2018

Series 7

Date: 4/24/1998

Current Firm

PERIGON WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (41 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

PERIGON WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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