JG
Joan M. Gilles
ADVISORNET WEALTH PARTNERS
Lake Elmo, MN 55402
Some features on this profile are disabled
CRD#: 1171123
JG
Professional summary
Joan Maastricht Gilles, who also goes by Joan M Gilles, Joan Gilles, is a registered financial advisor currently at ADVISORNET WEALTH PARTNERS located in Lake Elmo, Minnesota and CETERA INVESTMENT ADVISERS LLC located in Lake Elmo, Minnesota.
Joan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1992. Joan has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joan M Gilles | Joan Gilles
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: MULTIPLE LINES OF INSURANCE, START DATE: 01/2015, APX NUMBER OF HOURS PER WEEK: MINIMAL, APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL, POSITION/TITLE/RELATIONSHIP: INDEPENDENT INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: LIFE, DISABILITY, AND LONG-TERM CARE INSURANCE PLUS ANNUITIES; (2) NAME OF OTHER BUSINESS: ADVISORNET INSURANCE, INVESTMENT RELATED: NO, ADDRESS: SAME AS REGISTERED ADDRESS, NATURE OF BUSINESS: DBA FOR INSURANCE BUSINESS, START DATE: 01/2015, APX NUMBER OF HOURS PER WEEK: 8 HOURS, APX NUMBER OF HOURS DURING TRADING HOURS: 8 HOURS, BRIEF DESCRIPTION OF DUTIES: SALES OF LIFE INSURANCE AND FIXED ANNUITIES; (3) ADVISORNET FINANCIAL INC, DBA ADVISORNET WEALTH PARTNERS - CRD #113074, INVESTMENT RELATED, SAME AS REGISTERED ADDRESS, DBA NAME FOR ADVISORY BUSINESS, START 02/02/2015, 20 HRS/WK (TRADING HOURS), FINANCIAL ADVISOR; (4) NAME OF OTHER BUSINESS: FINANCIAL PLANNING PARTNERS INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 12/2015 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF TRADING HOURS PER WEEK: 32.5 POSITION/TITLE/RELATIONSHIP: 100% OWNER BRIEF DESCRIPTION OF DUTIES: FINANCIAL PLANNING. (5) NAME OF OTHER BUSINESS: ADVISORNET FINANCIAL INC INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 12/2014 POSITION/TITLE/RELATIONSHIP: REGISTERED REPRESENTITIVE APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES
CRS (Client Relationship Summary) - RIA
Click below to view Joan Maastricht Gilles's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 18, 2015 - Present
ADVISORNET WEALTH PARTNERS
Office #1: 8530 Eagle Pointe Blvd, Suite 100, Lake Elmo, MN 55402RIA
CRD#: 113074
Lake Elmo, MN
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: City&county Credit Union 8500 Hudson Blvd N, Lake Elmo, MN 55042RIA
CRD#: 105644
LAKE ELMO, MN
Current
January 30, 2015 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 8530 Eagle Point Blvd Ste 100, Lake Elmo, MN 55042BD
CRD#: 13572
Lake Elmo, MN
Past
January 30, 2015 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
MINNEAPOLIS, MN
Past
December 3, 2012 - February 10, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
MINNEAPOLIS, MN
Past
January 16, 2009 - February 10, 2015
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
Past
June 19, 2006 - January 26, 2009
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
WOODBURY, MN
Past
May 3, 1999 - June 23, 2006
PARK AVENUE SECURITIES LLC
BD
CRD#: 46173
WOODBURY, MN
Past
June 18, 1993 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
BD
CRD#: 6635
NEW YORK, NY
Past
February 20, 1993 - June 21, 1993
CAPITAL MANAGEMENT SECURITIES, INC.
BD
CRD#: 10579
MINNEAPOLIS, MN
Past
February 27, 1992 - January 11, 1993
SECURIAN FINANCIAL SERVICES, INC.
BD
CRD#: 15296
ST. PAUL, MN
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/29/2025)
RR
California(7/22/2016)
RR
Colorado(1/30/2015)
RR
Connecticut(1/30/2015)
RR
Florida(1/30/2015)
RR
Hawaii(5/9/2024)
RR
Iowa(7/14/2023)
RR
Kentucky(5/8/2023)
RR
Maryland(1/30/2015)
RR
Massachusetts(1/26/2017)
RR
Minnesota(1/30/2015)
IAR
Minnesota(3/18/2015)
RR
New Hampshire(5/14/2024)
RR
New Jersey(1/5/2021)
RR
New Mexico(4/8/2019)
RR
New York(1/30/2015)
RR
North Carolina(7/28/2018)
RR
Pennsylvania(1/30/2015)
RR
Texas(1/30/2015)
IAR
Texas(4/3/2020)
RR
Utah(2/7/2018)
RR
Washington(1/2/2025)
RR
Wisconsin(1/30/2015)
RR
Wyoming(6/7/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
