LD
Lee R. Dean
EAGLE STRATEGIES LLC
WALTHAM, MA 02451
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CRD#: 1170819
LD
Professional summary
Lee Russell Dean, CFP®, who also goes by Lee R Dean, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Waltham, Massachusetts and NYLIFE SECURITIES LLC located in Waltham, Massachusetts.
Lee is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Lee has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Lee R Dean
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[BROKERING OF NON-NEW YORK LIFE REGISTERED PRODUCTS. (DBA DEAN FINANCIAL GROUP LLC) BROKER W/NON NYL COMPANIES; NOT INVESTMENT RELATED; 800 SOUTH STREET SUITE 600 WALTHAM, MA; BROKERING NON NYL PRODUCTS; AGENT; OCTOBER 2006 START DATE; 2 HOURS PER MONTH] [Hudson Valley MH Investors LLC; Real Estate housing of manufactured homes that are sold and rented.; 111 E 14th St., Suite 160; New York, NY 10003; Start Date 11/2020; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [CYRISK, INC.; Software security business; 223 HEADQUARTERS ROAD; ERWINNA, PA 18920; Start Date 04/2022; Role/Title: Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; Investor][Atomus KCP Investment Holding LLC; Kitchen and bathroom remodeling business. ; 161 High Road; Newbury, MA 01951; Start Date 05/2025; Role/Title: Passive Investor; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; Kitchen and bathroom remodeling business.]
CRS (Client Relationship Summary) - RIA
Click below to view Lee Russell Dean's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1990
Experience
Current
March 4, 1998 - Present
EAGLE STRATEGIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451RIA
CRD#: 110826
WALTHAM, MA
Current
August 24, 1993 - Present
NYLIFE SECURITIES LLC
Office #1: 201 Jones Road 5th Floor, Waltham, MA 02451BD
CRD#: 5167
Waltham, MA
Past
March 19, 1992 - August 3, 1993
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
March 19, 1992 - August 3, 1993
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Past
April 16, 1990 - January 13, 1992
LEGEND CAPITAL CORPORATION
BD
CRD#: 4149
PALM BEACH GARDENS, FL
Past
July 26, 1988 - March 11, 1989
UR FINANCIAL, INC.
BD
CRD#: 10509
Past
November 25, 1987 - September 2, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Past
March 19, 1984 - April 18, 1984
HUNTINGTON INVESTMENTS, INC.
BD
CRD#: 13897
Past
August 8, 1983 - January 18, 1984
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/15/2024)
RR
Arkansas(10/10/2024)
RR
California(9/15/1993)
RR
Colorado(6/22/2023)
RR
Connecticut(3/27/2018)
RR
Florida(9/30/2020)
RR
Idaho(11/29/2022)
RR
Illinois(3/26/2024)
RR
Massachusetts(8/24/1993)
IAR
Massachusetts(3/4/1998)
RR
Michigan(3/26/2024)
RR
New Hampshire(9/28/2017)
RR
New York(7/9/2021)
RR
North Carolina(10/23/2020)
RR
Oregon(5/5/2017)
RR
Rhode Island(5/10/2018)
RR
Vermont(7/9/2021)
RR
Virginia(10/10/2024)
RR
Washington(11/16/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Waltham, MA 02451TRUST BUT VERIFY
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