Richard L. Moore
Professional summary
Richard Lyle Moore, who also goes by Richard L Moore, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Richard is registered as a RR (Registered Representative) and started their career in finance in 1983. Richard has worked at 2 firms and has passed the Series 6TO and SIE exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Richard Lyle Moore's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 3, 2019 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901July 17, 1983 - October 16, 2019
NATIONWIDE SECURITIES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/17/2019)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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