GS
Gail M. Schank
EAGLE STRATEGIES LLC
LOUISVILLE, KY 40222
Some features on this profile are disabled
CRD#: 1165132
GS
Professional summary
Gail Maupin Schank, who also goes by Gail Maupin Johnson, is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Louisville, Kentucky and NYLIFE SECURITIES LLC located in Louisville, Kentucky.
Gail is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Gail has worked at 2 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gail Maupin Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS UNDER THE DBA SCHANK FINANCIAL] [NYLARC; Passive investor in NYLARC; 8601 North Scottsdale Road, Suite 300, Scottsdale, Arizona 85253; Start Date 06/2018; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [S & E Investments LLC; Rental Real estate; 8134 New LaGrange Rd., Suite 225, Louisville, KY 40222; Start Date 05/2002; Role/Title: Partner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours][Rental Property; Rental property. 1 RENTAL HOUSE; 201 Blue Ridge Rd Louisville, KY 40223; Start Date 04/1987; Role/Title: Owner; Not Investment Related; 0 hours per month; 0 hours per month during securities trading hours; collect rent]
CRS (Client Relationship Summary) - RIA
Click below to view Gail Maupin Schank's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 14, 2002 - Present
EAGLE STRATEGIES LLC
Office #1: 8134 New La Grange Rd Ste 103, Louisville, KY 40222RIA
CRD#: 110826
LOUISVILLE, KY
Current
August 29, 1983 - Present
NYLIFE SECURITIES LLC
Office #1: 8134 New La Grange Rd Ste 103, Louisville, KY 40222BD
CRD#: 5167
Louisville, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/19/2022)
RR
Arizona(6/18/2019)
RR
California(8/20/2025)
RR
Colorado(12/20/2012)
RR
Florida(9/28/2000)
RR
Georgia(10/4/2018)
RR
Illinois(2/6/2025)
RR
Indiana(9/10/1985)
RR
Kansas(5/22/2025)
RR
Kentucky(8/16/1984)
IAR
Kentucky(1/14/2002)
RR
Maryland(5/24/2005)
RR
Missouri(1/19/2016)
RR
New York(1/5/2016)
RR
North Carolina(6/23/2021)
RR
Ohio(5/17/2018)
RR
Pennsylvania(8/1/2023)
RR
Texas(8/22/2019)
RR
Virginia(5/25/2012)
RR
West Virginia(9/10/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Louisville, KY 40222TRUST BUT VERIFY
Monitor Gail Schank
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
