TF
Terry G. Fenwick
EAGLE STRATEGIES LLC
LOUISVILLE, KY 40207
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CRD#: 1164818
TF
Professional summary
Terry Gerard Fenwick is a registered financial advisor currently at EAGLE STRATEGIES LLC located in Louisville, Kentucky and NYLIFE SECURITIES LLC located in Louisville, Kentucky.
Terry is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Terry has worked at 2 firms and has passed the Series 63, SIE, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH VARIOUS OUTSIDE INSURANCE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS; DBA FENWICK PARTNERS, LLC] [Westwood Holdings LLC; Purchasing business office condominiums which will initially be rental properties but could potentially be used for expansion of my own business practice.; Real Estate Address is: Westwood Office Condominiums 4175 Westport Road, Units 102 and 202, Louisville, Kentucky 40207; Start Date 05/2016; Role/Title: LLC Manager/Member; Investment Related; 3 hours per month; 0 hours per month during securities trading hours] [NYLARC Holding Company, Inc.; Reinsurance; 2999 North 44th Street Suite 250 Phoenix, AZ 85018; Start Date 10/2010; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [WESTWOOD OFFICE CONDOMINIUMS COUNCIL OF CO-OWNERS, INC.; I own 2 business condominiums in the Westwood Office complex, which is where my insurance practice is located. Every condo owner is listed as a "director" on their organizational filing with the State of KY.; 4175 WESTPORT RD STE. 206 LOUISVILLE KY 40207; Start Date 07/2001; Role/Title: Director; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [DS of Louisville Foundation; DSL assists over 700 families in the Metro area. They have a small foundation to assist with general expenses and special projects. Asset managers report to the Foundation Board every other month regarding strategy and performance.; 5001 S. Hurstbourne Pkwy Louisville, KY 40291; Start Date 02/2022; Role/Title: Officer; Not Investment Related; 2 hours per month; 0 hours per month during securities trading hours; I will be one of 9 individuals providing input]
CRS (Client Relationship Summary) - RIA
Click below to view Terry Gerard Fenwick's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2003 - Present
EAGLE STRATEGIES LLC
Office #1: 4175 Westport Road Suite 107, Louisville, KY 40207RIA
CRD#: 110826
LOUISVILLE, KY
Current
August 29, 1983 - Present
NYLIFE SECURITIES LLC
Office #1: 4175 Westport Road Suite 107, Louisville, KY 40207-2788BD
CRD#: 5167
Louisville, KY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Delaware(2/12/2019)
RR
Florida(1/19/2023)
RR
Indiana(9/17/1985)
RR
Kentucky(8/17/1984)
IAR
Kentucky(6/26/2003)
RR
Oregon(9/29/2023)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ES
EAGLE STRATEGIES LLC
EAGLE STRATEGIES CORP | EAGLE STRATEGIES LLC
CRD#: 110826 / SEC#: 801-32987
RIA
Registered Investment Advisory firm - (10/14/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
51 Madison Avenue 12th Floor, New York, NY 10010
Mailing Address
51 Madison Avenue Floor 3b, Room 0304, New York, NY 10010
Phone number
(888) 695-3245
Established
Firm type
Fiscal year end
# of Employees
2,804
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 111,361 |
| AUM (Assets Under Management) | $ 25,395,380,570 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/24/2025 | ||
| 04/25/2024 | ||
| 12/20/2023 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
EAGLE STRATEGIES LLC
CRD#: 110826Louisville, KY 40207TRUST BUT VERIFY
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