Victor L. Hymes

LEGATO CAPITAL MANAGEMENT

SAN FRANCISCO, CA 94104

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CRD#: 1164580

Professional summary

Victor Louis Hymes is a registered financial advisor currently at LEGATO CAPITAL MANAGEMENT, LLC located in San Francisco, California.

Victor is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Victor has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 3, Series 5, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MR. HYMES IS A DIRECTOR ON THE BOARD OF MONTGOMERY STREET INCOME SECURITIES, INC. LOCATED AT 101 CALIFORNIA STREET, SUITE 4500, SAN FRANCISCO, CA 94104. THE FIRM IS A CLOSED-END DIVERSIFIED INVESTMENT COMPANY TRADING ON THE NYSE. MR. HYMES JOINED THE BOARD ON JULY 14, 2005 AND SPENDS APPROXIMATELY 4 HOURS PER MONTH ON BOARD ACTIVITIES. HE RECEIVES AN ANNUAL COMPENSATION OF $15,000 FOR HIS SERVICE ON THE BOARD.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Louis Hymes's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 6, 2004 - Present

LEGATO CAPITAL MANAGEMENT, LLC

Office #1: 433 California Street 11th Floor, San Francisco, CA 94104

RIA

CRD#: 131704

SAN FRANCISCO, CA

Past

October 5, 2005 - August 5, 2015

ALPS DISTRIBUTORS, INC.

CRD#: 16853

SAN FRANCISCO, CA

Past

July 11, 2003 - October 30, 2003

CAZENAVE PARTNERS LLC

RIA

CRD#: 127355

SAN FRANCISCO, CA

Past

June 5, 2003 - October 15, 2003

MLC VENTURES, LLC

RIA

CRD#: 104378

SAN FRANCISCO, CA

Past

June 4, 2003 - January 9, 2004

MLC VENTURES, LLC

CRD#: 104378

SAN FRANCISCO, CA

Past

September 10, 1992 - April 9, 2002

DEAM INVESTOR SERVICES, INC.

CRD#: 754

NEW YORK, NY

Past

July 13, 1989 - July 13, 1992

KIDDER, PEABODY & CO. INCORPORATED

CRD#: 7613

NEW YORK, NY

Past

July 20, 1983 - July 18, 1989

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LEGATO CAPITAL MANAGEMENT, LLC

LEGATO CAPITAL MANAGEMENT LLC | LEGATO CAPITAL MANAGEMENT, LLC

CRD#: 131704 / SEC#: 801-64653

RIA

Registered Investment Advisory firm - (8/31/2005 Approved)

California

Registered Investment Advisory firm - (9/6/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/6/2004)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/24/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/12/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/5/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 6/26/1985

National Commodity Futures Examination

General Industry/Product Exam

Series 5

Date: 1/5/1984

Interest Rate Options Examination

General Industry/Product Exam

Series 7

Date: 7/16/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/1/2001

General Securities Principal Examination

Current Firm

LEGATO CAPITAL MANAGEMENT, LLC

LEGATO CAPITAL MANAGEMENT LLC | LEGATO CAPITAL MANAGEMENT, LLC

CRD#: 131704 / SEC#: 801-64653

RIA

Registered Investment Advisory firm - (8/31/2005 Approved)

California

Registered Investment Advisory firm - (9/6/2005 Terminated)

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Contact information

Main Address

111 Pine Street Suite #1700, San Francisco, CA 94111

Mailing Address

Phone number

(415) 821-8585

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Latest Form ADV

Part 2 Brochures

LEGATO CAPITAL MANAGEMENT, LLC FORM ADV 2A (3/26/2025)

Regulatory assets under management

Total Number of Accounts	9
AUM (Assets Under Management)	$ 1,041,988,852

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/07/2024	Cover Page	Report
03/27/2024	Cover Page	Report
06/29/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Victor L. Hymes

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Victor Louis Hymes's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPS DISTRIBUTORS, INC.

CAZENAVE PARTNERS LLC

MLC VENTURES, LLC

MLC VENTURES, LLC

DEAM INVESTOR SERVICES, INC.

KIDDER, PEABODY & CO. INCORPORATED

GOLDMAN SACHS & CO. LLC

Primary Firm SEC Registration

LEGATO CAPITAL MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 9/24/1996

Series 63

Date: 10/12/1983

SIE

Date: 8/5/2015

Series 3

Date: 6/26/1985

Series 5

Date: 1/5/1984

Series 7

Date: 7/16/1983

Series 24

Date: 6/1/2001

Current Firm

LEGATO CAPITAL MANAGEMENT, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

LEGATO CAPITAL MANAGEMENT, LLC

TRUST BUT VERIFY

Contact information

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