Giles L. Korzenecki
Professional summary
Giles Luke Korzenecki, who also goes by Giles Y Korzenecki, Giles Korzenecki, is a registered financial professional currently at MAREX CAPITAL MARKETS INC. located in Chicago, Illinois.
Giles is registered as a RR (Registered Representative) and started their career in finance in 1983. Giles has worked at 10 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 3 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Giles Luke Korzenecki's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 19, 2024 - Present
MAREX CAPITAL MARKETS INC.
Office #1: 222 W Adams Street Suite 450, Chicago, IL 60606April 29, 2022 - August 31, 2023
MAREX NORTH AMERICA SECURITIES LLC
October 27, 2011 - July 31, 2020
ABN AMRO CLEARING USA LLC
April 30, 2002 - February 3, 2011
MF GLOBAL INC.
April 3, 2002 - April 29, 2002
MEETING STREET BROKERAGE, LLC
May 1, 1997 - December 31, 2001
ROSENTHAL COLLINS SECURITIES, L.L.C
January 11, 1996 - December 31, 1996
GLOBAL INVESTMENT SERVICES, INC.
January 4, 1991 - December 31, 1995
LASALLE ST SECURITIES, L.L.C.
January 2, 1990 - December 31, 1990
DICKINSON & CO.
June 10, 1987 - December 31, 1989
LASALLE ST SECURITIES, L.L.C.
May 16, 1984 - June 16, 1987
MF GLOBAL INC.
September 21, 1983 - April 30, 1984
KETTLER & COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe C2 Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Nasdaq ISE, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Current Firm
MAREX CAPITAL MARKETS INC.
CRD#: 161014 / SEC#: , 8-69039
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MAREX SERVICES INC. | DIRECT OWNER | |
| BATES, CHRISTOPHER | FINOP, CFO, PRINCIPAL FINANCIAL OFFICER, DIRECTOR | 5648556 |
| BERNICKY, JENNIFER KAISER | CHIEF OPERATING OFFICER, DIRECTOR | 4781625 |
| CHERRY, ELIN LYNNE | CHIEF COMPLIANCE OFFICER | 2430837 |
| FALCO, CARMINE DOMENICO | PRINCIPAL OPERATIONS OFFICER | 2782798 |
| HOOD, STEPHEN MICHAEL | DIRECTOR | 3139127 |
| VITTAL, MAHESH RAM | PRES. & CEO, DIRECTOR | 4593014 |
Disclosures
| Regulatory Event | 42 |
Red Flags
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