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JR

Jorge L. Rodriguez

NATIONWIDE PLANNING ASSOCIATES
Hato Rey, PR 00918
Some features on this profile are disabled
CRD#: 1163742
JR

Professional summary

Jorge Luis Rodriguez, who also goes by Jorge L Rodriguez, Jorge L Rodriguez Olazagasti, Jorge L Rodriguezolazagasti, is a registered financial professional currently at NATIONWIDE PLANNING ASSOCIATES INC. located in Hato Rey, .

Jorge is registered as a RR (Registered Representative) and started their career in finance in 1983. Jorge has worked at 11 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jorge L Rodriguez | Jorge L Rodriguez Olazagasti | Jorge L Rodriguezolazagasti

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jorge Luis Rodriguez's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

September 20, 2018 - Present

NATIONWIDE PLANNING ASSOCIATES INC.

Office #1: #31 Calaf Street, Hato Rey, PR 00918
BD
CRD#: 31029
Hato Rey, PR
Past

September 20, 2018 - October 11, 2018

NPA ASSET MANAGEMENT, LLC

RIA
CRD#: 131534
FAIR LAWN, NJ
Past

November 15, 2017 - September 19, 2018

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA
CRD#: 149018
SAN JUAN, PR
Past

April 18, 2017 - September 19, 2018

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
SAN JUAN, PR
Past

June 6, 2014 - April 17, 2017

RAYMOND JAMES & ASSOCIATES, INC.

BD
CRD#: 705
CORAL GABLES, FL
Past

September 4, 2013 - June 6, 2014

POPULAR SECURITIES, LLC

RIA
CRD#: 8096
SAN JUAN, PR
Past

August 9, 2011 - March 20, 2012

POPULAR SECURITIES, LLC

RIA
CRD#: 8096
SAN JUAN, PR
Past

February 14, 2003 - June 6, 2014

POPULAR SECURITIES, LLC

BD
CRD#: 8096
SAN JUAN, PR
Past

July 31, 1993 - February 21, 2003

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

June 12, 1990 - July 31, 1993

LEHMAN BROTHERS INC.

BD
CRD#: 7506
NEW YORK, NY
Past

August 22, 1986 - June 14, 1990

PRUDENTIAL-BACHE CAPITAL FUNDING PUERTO RICO INC.

BD
CRD#: 8450
Past

August 22, 1986 - June 20, 1990

PRUDENTIAL EQUITY GROUP, LLC

BD
CRD#: 7471
NEW YORK, NY
Past

November 23, 1983 - April 8, 1985

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
Past

October 20, 1983 - November 25, 1983

LEHMAN BROTHERS INC.

BD
CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Florida
(2/12/2019)
RR
Puerto Rico
(10/18/2018)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/15/1983
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

NP
NATIONWIDE PLANNING ASSOCIATES INC.
NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029 / SEC#: , 8-45310

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information

Main Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Mailing Address
32-16 Broadway Ave 2nd Floor, Fair Lawn, NJ, 07410
Phone number
(201) 476-0029
Established
New Jersey since 10/26/1992
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (48 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ABRAMENKO, PETERCO-CHAIRMAN OF THE BOARD1405677
DE POL, MICHAEL JOHNFOUNDER AND CHAIRMAN OF THE BOARD2087651
COLLEARY, JAMES SCHIEF COMPLIANCE OFFICER5844640
KARALEWICH, MICHAEL JCHIEF EXECUTIVE OFFICER/ROSFP/FINOP2910052

Disclosures

Regulatory Event3
Bond1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

NATIONWIDE PLANNING ASSOCIATES INC.

CRD#: 31029Hato Rey, PR 00918

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