Michael J. Ryan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Joseph Ryan was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1985. Michael had worked at 6 firms and has passed the Series 63, Series 57TO, Series 7TO, Series 99TO, SIE, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 29, 2004 - December 2, 2024
TRADELINK SECURITIES, LLC
September 12, 2002 - November 1, 2013
TRADELINK L.L.C.
September 9, 1993 - October 25, 1994
KESSLER ASHER CLEARING L.P.
July 29, 1993 - August 16, 1993
LIT CLEARING SERVICES, INC.
August 30, 1990 - August 2, 1993
LIT AMERICA, INC.
July 24, 1985 - November 24, 1989
NASH, WEISS & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
TRADELINK SECURITIES, LLC
CRD#: 131341 / SEC#: , 8-66452
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRIPLETAIL CAPITAL MANAGEMENT LP | OWNER | |
| FELDBERG, MARK | CHAIRMAN | 4290985 |
| FELDBERG, MARK | MANAGER (OF TLS ADVISORS LLC) | 4290985 |
| LIDEL, JENNIFER ANN | PRESIDENT & PRINCIPAL OPERATIONS OFFICER | 2898591 |
| MOECKLER, HARLAN JAY | CFO-FINOP AND PRINCIPAL FINANCIAL OFFICER | 1243848 |
| REGAS, TERRY JOHN | CHIEF COMPLIANCE OFFICER-CROP/SROP | 2258786 |
| TLS ADVISORS LLC | MANAGER |
Disclosures
| Regulatory Event | 5 |
Red Flags
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