Julie A. Baetz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Julie Ann Baetz, who also goes by Julie Ann Bonikowski, was a registered financial professional .
Julie is a previously registered financial professional and started their career in finance in 1983. Julie had worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 24, Series 8 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 8, 2015 - December 5, 2018
WEALTH ENHANCEMENT & PRESERVATION
December 1, 2014 - December 31, 2018
TRIAD ADVISORS LLC
October 15, 2014 - December 2, 2014
KOVACK SECURITIES INC.
March 28, 2012 - December 31, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
October 28, 2010 - October 15, 2014
RESOURCE HORIZONS GROUP LLC
July 23, 2009 - October 13, 2010
EQUITABLE ADVISORS, LLC
September 29, 2006 - June 18, 2009
WOODBURY FINANCIAL SERVICES, INC.
July 2, 2001 - August 28, 2006
VOYA FINANCIAL ADVISORS, INC.
November 2, 1995 - November 18, 1999
SEGER FINANCIAL, INC.
September 27, 1994 - October 31, 1995
LEONARD & COMPANY
September 21, 1983 - October 17, 1994
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 2/4/1987
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
WEALTH ENHANCEMENT & PRESERVATION
CRD#: 172788 / SEC#: 801-115264
Contact information
Regulatory assets under management
| Total Number of Accounts | 1,368 |
| AUM (Assets Under Management) | $ 185,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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