Kenneth Von Kohorn

VON KOHORN RESEARCH & ADVISORY

NORWALK, CT 06854

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CRD#: 1163037

Professional summary

Kenneth Von Kohorn, who also goes by Kenneth Vonkohorn, is a registered financial advisor currently at VON KOHORN RESEARCH & ADVISORY, INC. located in Norwalk, Connecticut.

Kenneth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Kenneth has worked at 4 firms and has passed the Series 65, Series 7, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Kenneth Vonkohorn

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FAMILY INSTITUTE OF CT, 77 BUCKINGHAM ST., HARTFORD, CT 06106, BOARD CHAIRMAN and Treasurer, PUBLIC POLICY NOT FOR PROFIT, 1990, 05HRS/MO., NONE DURING TRADING HRS, NOT INVESTMENT RELATED, NO COMPENSATION, ATTEND BOARD MEETINGS. Highmeadow Homeowners Association, 2 Highmeadow, Norwalk, CT 06854, President, not for profit, 2020, less than one hour per month, not during trading hours, not investment related, will not receive compensation, handle management of the homeowners association.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Von Kohorn's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 10, 2019 - Present

VON KOHORN RESEARCH & ADVISORY, INC.

Office #1: 2 Highmeadow, Norwalk, CT 06854

RIA

CRD#: 139516

NORWALK, CT

Past

January 9, 2017 - December 31, 2018

VON KOHORN RESEARCH & ADVISORY, INC.

RIA

CRD#: 139516

WESTPORT, CT

Past

September 20, 2012 - December 31, 2016

VON KOHORN RESEARCH & ADVISORY, INC.

RIA

CRD#: 139516

WESTPORT, CT

Past

July 27, 2009 - June 27, 2012

VON KOHORN RESEARCH & ADVISORY, INC.

RIA

CRD#: 139516

WESTPORT, CT

Past

September 29, 1988 - April 28, 1995

MERWIN ASSOCIATES LIMITED PARTNERSHIP

CRD#: 22733

WESTPORT, CT

Past

March 21, 1985 - December 10, 1985

EAGLE I LIMITED PARTNERSHIP

CRD#: 15858

Past

December 22, 1983 - November 30, 1990

EQUITY LIMITED PARTNERSHIP 80

CRD#: 13802

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(1/10/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2009

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 10/15/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 2/18/1984

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 11/28/1983

General Securities Principal Examination

Current Firm

VON KOHORN RESEARCH & ADVISORY, INC.

CRD#: 139516 / SEC#: 801-66462

RIA

Registered Investment Advisory firm - (6/27/2012 Terminated)

Connecticut

Registered Investment Advisory firm - (1/10/2019 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

2 Highmeadow, Norwalk, CT 06854

Mailing Address

Phone number

(203) 919-1919

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	4
AUM (Assets Under Management)	$ 5,598,783

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Kenneth Von Kohorn

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Kenneth Von Kohorn's CRS (Customer Relationship Summary).

Certified licenses

Experience

VON KOHORN RESEARCH & ADVISORY, INC.

VON KOHORN RESEARCH & ADVISORY, INC.

VON KOHORN RESEARCH & ADVISORY, INC.

MERWIN ASSOCIATES LIMITED PARTNERSHIP

EAGLE I LIMITED PARTNERSHIP

EQUITY LIMITED PARTNERSHIP 80

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2009

Series 7

Date: 10/15/1983

Series 27

Date: 2/18/1984

Series 24

Date: 11/28/1983

Current Firm

VON KOHORN RESEARCH & ADVISORY, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

VON KOHORN RESEARCH & ADVISORY, INC.

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