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TD

Todd S. Douglas

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CRD#: 1162284
TD

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Todd Stewart Douglas was a registered financial professional .

Todd is a previously registered financial professional and started their career in finance in 1983. Todd had worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 15 and Series 3 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 10, 2023 - December 31, 2025

TEXAS HIGH FREQUENCY

RIA
CRD#: 310120
AMARILLO, TX
Past

April 1, 2021 - December 31, 2022

TEXAS HIGH FREQUENCY

RIA
CRD#: 310120
Austin, TX
Past

December 21, 2010 - January 30, 2012

MIZUHO SECURITIES USA LLC

BD
CRD#: 19647
BOSTON, MA
Past

October 2, 2008 - December 15, 2010

SOLEIL SECURITIES CORPORATION

BD
CRD#: 124737
BOSTON, MA
Past

August 10, 2007 - October 1, 2008

CREDIT AGRICOLE SECURITIES (USA) INC.

BD
CRD#: 190
NEW YORK, NY
Past

January 18, 2005 - December 19, 2006

HSBC SECURITIES (USA) INC.

BD
CRD#: 19585
BOSTON, MA
Past

December 15, 1998 - November 22, 2004

UBS SECURITIES LLC

BD
CRD#: 7654
NEW YORK, NY
Past

April 23, 1994 - May 1, 1995

TUCKER ANTHONY INCORPORATED

BD
CRD#: 837
BOSTON, MA
Past

November 24, 1993 - March 4, 1994

SANFORD C. BERNSTEIN & CO., INC.

BD
CRD#: 1232
NEW YORK, NY
Past

July 31, 1984 - April 15, 1985

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
Past

July 20, 1983 - July 18, 1984

LEHMAN BROTHERS INC.

BD
CRD#: 7506

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 7/13/2018
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/27/1999
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7
Date: 11/23/1993
General Securities Representative Examination
General Industry/Product Exam
RR
Series 15
Date: 12/18/1984
Foreign Currency Options Examination
General Industry/Product Exam
RR
Series 3
Date: 5/21/1984
National Commodity Futures Examination

Current Firm

TH
TEXAS HIGH FREQUENCY
TEXAS HIGH FREQUENCY | TEXAS HIGH FREQUENCY LLC

CRD#: 310120 / SEC#: 801-119292

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Contact information

Main Address
5744 Canyon Drive, Amarillo, TX 79114
Mailing Address
Phone number
(617) 939-6295
Established
Firm type
Fiscal year end
# of Employees
4

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts2
AUM (Assets Under Management)$ 1,087

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

TEXAS HIGH FREQUENCY

CRD#: 310120

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