Kenneth P. Schmidt
FINANCIAL PLANNING SERVICES
Fort Wayne, IN 46804
Some features on this profile are disabled
CRD#: 1161772
Professional summary
Kenneth Paul Schmidt, CFP® is a registered financial advisor currently at FINANCIAL PLANNING SERVICES located in Fort Wayne, Indiana and OSAIC WEALTH, INC. located in Fort Wayne, Indiana.
Kenneth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Kenneth has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
What are your service offerings?
Investment Planning
Estate Planning
Insurance Planning
Tax Planning
Comprehensive Financial Planni...
Retirement Income Management
Retirement Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) KEN SCHMIDT; INVESTMENT RELATED; 6920 POINTE INVERNESS WAY SUITE 170, FORT WAYNE IN 46804; OWNER; START DATE JUNE 1983; 10 HRS MONTH; 10 HRS MONTH DURING SECURITIES TRADING HRS; USE THE SALE OF INSURANCE PRODUCTS AS PART OF THE IMPLEMENTATION OF FINANCIAL PLANS. 2) OLIVET NAZARENE UNIVERSITY POSITION: Trustee NATURE: University, not-for-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2020 ADDRESS: One University Avenue, Bourbonnais IL 60914, United States DESCRIPTION: Board of Trustees of Olivet Nazarene University. Two or Three meetings annually of two days each. Review current status of the university and help in the long term planning. This year, help in the search for a new President. 3) COVINGTON MANOR HOMEOWNER'S ASSOCIATION POSITION: Board member NATURE: 501c3 homeowners association INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 11/29/2021 ADDRESS: 2934 Covington Manor Road, Fort Wayne IN 46814, United States DESCRIPTION: Help direct activities needed to run neighborhood homeowners association. 4) NORTHWEST NAZARENE UNIVERSITY FOUNDATION, INC. POSITION: Director NATURE: Not for profit corporation. 501(c)(3) INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 03/14/2019 ADDRESS: 623 S University Blvd., Nampa ID 83686, United States DESCRIPTION: Director of foundation. The foundation provides long term planning and fund raising efforts in support of Northwest Nazarene University. 5) OLIVET NAZARENE UNIVERSITY POSITION: Trustee NATURE: University, not-for-profit corporation INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 2 START DATE: 06/01/2020 ADDRESS: One University Avenue, Bourbonnais IL 60914, United States DESCRIPTION: Board of Trustees of Olivet Nazarene University. Two or Three meetings annually of two days each. Review current status of the university and help in the long term planning. This year, help in the search for a new President.
CRS (Client Relationship Summary) - RIA
Click below to view Kenneth Paul Schmidt's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1999
Experience
Current
September 5, 2007 - Present
FINANCIAL PLANNING SERVICES
Office #1: 6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804RIA
CRD#: 121034
Fort Wayne, IN
Current
November 1, 2005 - Present
OSAIC WEALTH, INC.
Office #1: 6920 Pointe Inverness Way Suite 170, Fort Wayne, IN 46804RIA
BD
CRD#: 23131
Fort Wayne, IN
Past
November 17, 2005 - September 16, 2013
OSAIC WEALTH, INC.
RIA
CRD#: 23131
FORT WAYNE, IN
Past
September 30, 2003 - November 14, 2005
1ST GLOBAL ADVISORS INC
RIA
CRD#: 111133
FORT WAYNE, IN
Past
September 30, 2003 - November 14, 2005
1ST GLOBAL CAPITAL CORP.
BD
CRD#: 30349
FORT WAYNE, IN
Past
December 20, 1995 - December 14, 2001
AMERICAN UNITED LIFE INSURANCE COMPANY
BD
CRD#: 1075
INDIANAPOLIS, IN
Past
November 19, 1989 - September 30, 2003
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Past
July 21, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
BD
CRD#: 6403
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
FP
FINANCIAL PLANNING SERVICES
FINANCIAL PLANNING SERVICES | SCHMIDT, KENNETH PAUL | SCHMIDT, JACOB AARON
CRD#: 121034 / SEC#: 801-123630
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)Florida
Registered Investment Advisory firm - (12/16/2002 Terminated)Indiana
Registered Investment Advisory firm - (4/21/2022 Terminated)Michigan
Registered Investment Advisory firm - (6/19/2002 Terminated)Missouri
Registered Investment Advisory firm - (12/3/2002 Terminated)North Carolina
Registered Investment Advisory firm - (12/3/2002 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(6/26/2024)
RR
Arizona(11/1/2005)
RR
Arkansas(7/16/2008)
RR
California(12/10/2019)
RR
Colorado(11/1/2005)
RR
Connecticut(6/30/2011)
RR
Florida(11/1/2005)
RR
Georgia(8/10/2022)
RR
Idaho(11/19/2020)
RR
Illinois(11/1/2005)
RR
Indiana(11/1/2005)
IAR
Indiana(9/5/2007)
RR
Iowa(8/18/2020)
RR
Kansas(4/30/2009)
RR
Kentucky(12/10/2019)
RR
Maryland(10/16/2018)
RR
Massachusetts(4/6/2009)
RR
Michigan(11/1/2005)
RR
Minnesota(11/1/2005)
RR
Missouri(7/28/2023)
RR
Montana(3/1/2011)
RR
Nebraska(10/3/2013)
RR
Nevada(7/18/2018)
RR
New Mexico(3/22/2013)
RR
Ohio(11/1/2005)
RR
Oklahoma(4/3/2020)
RR
Oregon(6/30/2011)
RR
Tennessee(11/21/2019)
RR
Texas(11/1/2005)
IAR
Texas(1/3/2023)
RR
Utah(8/22/2024)
RR
Virginia(3/17/2011)
RR
Washington(5/24/2022)
RR
Wisconsin(8/15/2023)
RR
Wyoming(11/1/2005)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FP
FINANCIAL PLANNING SERVICES
FINANCIAL PLANNING SERVICES | SCHMIDT, KENNETH PAUL | SCHMIDT, JACOB AARON
CRD#: 121034 / SEC#: 801-123630
RIA
Registered Investment Advisory firm - (4/11/2022 Approved)Florida
Registered Investment Advisory firm - (12/16/2002 Terminated)Indiana
Registered Investment Advisory firm - (4/21/2022 Terminated)Michigan
Registered Investment Advisory firm - (6/19/2002 Terminated)Missouri
Registered Investment Advisory firm - (12/3/2002 Terminated)North Carolina
Registered Investment Advisory firm - (12/3/2002 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
6920 Pointe Inverness Way Ste 170, Fort Wayne, IN 46804
Mailing Address
Phone number
(260) 469-3218
Established
Firm type
Fiscal year end
# of Employees
7
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 957 |
| AUM (Assets Under Management) | $ 179,182,155 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
