Thomas J. Anzalone
Professional summary
Thomas Joseph Anzalone, who also goes by Thomas J Anzalone, Thomas Joseph Anzalone, is a registered financial professional currently at CANTOR FITZGERALD & CO. located in Jacksonville, Florida and BGC FINANCIAL, L.P. located in Jacksonville, Florida.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1993. Thomas has worked at 14 firms and has passed the SIE, Series 99TO and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Joseph Anzalone's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 30, 2002 - Present
CANTOR FITZGERALD & CO.
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256January 22, 2008 - Present
BGC FINANCIAL, L.P.
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256July 8, 2009 - Present
MINT BROKERS
Office #1: 55 Water Street 10th Floor, New York, NY 10038May 17, 2017 - Present
CF SECURED, LLC
Office #1: 10401 Deerwood Park Blvd., Suite 2130, Jacksonville, FL 32256June 27, 2017 - Present
FMX EXECUTION, LLC
Office #1: 55 Water Street, New York, NY 10041June 27, 2017 - Present
GFI SECURITIES LLC
Office #1: 55 Water Street 10th Floor, New York, NY 10041April 20, 2023 - Present
NEWMARK SECURITIES, LLC
Office #1: 125 Park Ave 6th And 9th Floor, New York, NY, 10017June 27, 2017 - July 1, 2021
SUNRISE BROKERS LLC
November 5, 2014 - May 27, 2020
CFWP SECURITIES, LLC
July 22, 2004 - May 3, 2006
CASTLEOAK SECURITIES, LP
July 22, 2004 - November 26, 2008
ESPEED BROKERAGE, L.P.
July 22, 2004 - November 26, 2008
MINT BROKERS
July 22, 2004 - September 22, 2022
AQUA SECURITIES L.P.
August 22, 2002 - October 13, 2006
CANTOR FITZGERALD SECURITIES
August 21, 2001 - July 29, 2002
DAIWA CAPITAL MARKETS AMERICA INC.
September 22, 1993 - January 14, 1999
DAIWA CAPITAL MARKETS AMERICA INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/8/2021)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
Investors' Exchange LLC
NYSE Arca, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq Stock Market
Current Firm
NEWMARK SECURITIES, LLC
CRD#: 309193 / SEC#: , 8-70554
Contact information
FINRA licenses (4 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEWMARK PARTNERS, L.P. | SOLE MEMBER | |
| DAVIS, JOSHUA | EXECUTIVE VICE PRESIDENT, GENERAL COUNSEL AND SECRETARY | 7761240 |
| KUEHNEN, ERIC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 4577416 |
| PAULSON, KENNETH MICHAEL | CHIEF FINANCIAL OFFICER | 2862259 |
| SMIGEL, STEPHEN JARED | CHIEF EXECUTIVE OFFICER AND PRINCIPAL OPERATIONS OFFICER | 2401258 |
Red Flags
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Company Information
NEWMARK SECURITIES, LLC
CRD#: 309193Jacksonville, FL 32256TRUST BUT VERIFY
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