Robert T. Christofferson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Tod Christofferson, who also goes by Tod Christofferson, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 7, 2020 - October 2, 2020
VERITY INVESTMENTS, INC.
January 16, 2020 - October 2, 2020
VERITY ASSET MANAGEMENT
June 9, 2014 - January 18, 2018
AVANTAX ADVISORY SERVICES
February 21, 2014 - January 18, 2018
AVANTAX INVESTMENT SERVICES, INC.
February 13, 2012 - October 22, 2013
PLANMEMBER SECURITIES CORPORATION
February 10, 2012 - October 22, 2013
PLANMEMBER SECURITIES CORPORATION
December 5, 2006 - June 28, 2010
NATIONWIDE INVESTMENT ADVISORS, LLC
March 16, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 4, 2002 - June 28, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION
March 23, 1999 - December 17, 2001
CHARLES SCHWAB & CO., INC.
March 13, 1998 - October 13, 1998
IDS LIFE INSURANCE COMPANY
March 13, 1998 - October 13, 1998
AMERIPRISE FINANCIAL SERVICES, LLC
September 22, 1992 - May 6, 1996
1717 CAPITAL MANAGEMENT COMPANY
March 30, 1990 - March 14, 1991
FIDELITY BROKERAGE SERVICES LLC
September 30, 1985 - October 29, 1988
A. G. EDWARDS & SONS, INC.
August 7, 1984 - October 7, 1985
BIRR, WILSON & CO., INC.
June 13, 1984 - July 30, 1984
PAULSON INVESTMENT COMPANY LLC
August 23, 1983 - June 22, 1984
HINKLE & LAMEAR, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
VERITY INVESTMENTS, INC.
CRD#: 41527 / SEC#: , 8-49474
Contact information
FINRA licenses (25 States and Territories)
Direct owners and executive officers
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
