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Robert Tod Christofferson

CRD# 1161241·Registered 1983 - 2020
Previously Registered: Being a previously registered professional could mean that Robert is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Robert Tod Christofferson, who also goes by Tod Christofferson, was a registered financial advisor. Robert was a previously registered financial professional and started their career in finance 1983 - 2020. Robert had worked at 16 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tod Christofferson

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

43 years in the financial services industry

Current & Past Employments

VERITY INVESTMENTS, INC.·CRD# 41527
BD
Durham, NC
February 7, 2020 - October 2, 2020
VERITY ASSET MANAGEMENT·CRD# 158667
RIA
Rohnert Park, CA
January 16, 2020 - October 2, 2020
AVANTAX ADVISORY SERVICES·CRD# 104556
RIA
Rohnert Park, CA
June 9, 2014 - January 18, 2018
AVANTAX INVESTMENT SERVICES, INC.·CRD# 13686
BD
Rohnert Park, CA
February 21, 2014 - January 18, 2018
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
RIA
Rohnert Park, CA
February 13, 2012 - October 22, 2013
PLANMEMBER SECURITIES CORPORATION·CRD# 11869
BD
Rohnert Park, CA
February 10, 2012 - October 22, 2013
NATIONWIDE INVESTMENT ADVISORS, LLC·CRD# 142373
RIA
Columbus, OH
December 5, 2006 - June 28, 2010
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
RIA
Sacramento, CA
March 16, 2006 - December 5, 2006
NATIONWIDE INVESTMENT SERVICES CORPORATION·CRD# 7110
BD
Columbus, OH
March 4, 2002 - June 28, 2010
CHARLES SCHWAB & CO., INC.·CRD# 5393
BD
Westlake, TX
March 23, 1999 - December 17, 2001
IDS LIFE INSURANCE COMPANY·CRD# 6321
BD
Minneapolis, MN
March 13, 1998 - October 13, 1998
AMERIPRISE FINANCIAL SERVICES, LLC·CRD# 6363
BD
Minneapolis, MN
March 13, 1998 - October 13, 1998
1717 CAPITAL MANAGEMENT COMPANY·CRD# 4082
BD
Newark, DE
September 22, 1992 - May 6, 1996
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Smithfield, RI
March 30, 1990 - March 14, 1991
A. G. EDWARDS & SONS, INC.·CRD# 4
BD
September 30, 1985 - October 29, 1988
BIRR, WILSON & CO., INC.·CRD# 93
BD
August 7, 1984 - October 7, 1985
PAULSON INVESTMENT COMPANY LLC·CRD# 5670
BD
June 13, 1984 - July 30, 1984
HINKLE & LAMEAR, INC.·CRD# 2207
BD
August 23, 1983 - June 22, 1984

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Current Firm

VI
VERITY INVESTMENTS, INC.

BROKERAGE360 | VERITY INVESTMENTS, INC.

CRD#: 41527 / SEC#: 8-49474
BD
Terminated by SEC on 02/15/2026

Contact Information

Established

North Carolina since 06/27/2011

Firm Type

Corporation

Fiscal Year End

December

Firm Size

Small

Documents

Direct owners and executive officers

NamePositionCRD#
VERITY FINANCIAL GROUP, INC.PARENT COMPANY—
MUNSEY, JEFF ALANVICE PRESIDENT2777033
SIMONSON, AMY LOUISEVICE PRESIDENT/ PRINCIPAL FINANCIAL OFFICER / PRINCIPAL OPERATIONS OFFICER2326511
WEGWART, GORDON THOMASPRESIDENT/EXECUTIVE REP/CHIEF COMPLIANCE OFFICER1108685

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Jan 2001About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1985About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jan 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Aug 1983About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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