AF
Arthur D. Frasca
REGAL ADVISORY SERVICES
FARMINGTON HILLS, MI 48334
Some features on this profile are disabled
CRD#: 1161047
AF
Professional summary
Arthur Dennis Frasca, who also goes by Art Frasca, is a registered financial advisor currently at REGAL ADVISORY SERVICES, INC. located in Farmington Hills, Michigan and REGAL SECURITIES, INC. located in Farmington Hills, Michigan.
Arthur is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Arthur has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, Series 99TO, SIE, Series 7, Series 27, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Art Frasca
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.ALF MICHIGAN, LLC, NOT INVESTMENT RELATED, 576 S. HOSPITAL RD. WATERFORD MI, 48327, BOOKKEEPING/BASKET SALES, PARTNER, 38657, 20 TO 25 HOURS A MONTH, 0 DURING TRADING HOURS, ALF IS A PARTNERSHIP THAT I HAVE IN ORDER TO BE ABLE TO ACCOUNT FOR ANY EXPENSES FOR BUSINESS DONE FROM MY HOME. THIS INCLUDES REVIEW OF ACCOUNTS AND RESEARCH, ETC. IT IS ALSO USED BY MY WIFE FOR HER BUSINESS. -- 2.NOBLE CAPITAL PARTNERS, LLC, INVESTMENT RELATED, 31550 NORTHWESTERN HWY., STE 101 FARMINGTON HILLS, MI 48334, A "DBA", PARTNER, 38718, 150 HOURS A MONTH, 120 DURING TRADING HOURS, THIS IS A DBA FOR ALL REVENUE EARNED THROUGH REGAL. -- 3. VIBE CU (name change from OAKLAND COUNTY CREDIT UNION), 44575 West Twelve Mile Road, Novi, MI 48377. DIRECTOR. NOT INVESTMENT RELATED. 8 HOURS PER MONTH/ 0 DURING TRADING. Began September 2014. Duties include attending Board Meetings, Committee Work for a credit union for which we do no work for. -- 4. Public Park Hess Hathaway Committee - 5200 Civic Center Dr., Waterford, MI 48329. Began September-October 2015. Duties include attend board meetings, some committee work, volunteering, etc. Approximately 4 hours per month with no compensations. -- 5. Waterford Township Zoning Board of Appeals Address: 5200 Civic Center Dr., Waterford, MI 48329 Position: Member (liaison to planning commission) Nature of Business: Township zoning Investment-Related: No Start Date: 5/2021 # of hours/month: 6 # of hours during market: 2 per month -- 6. Waterford Township Planning Commission Address: 5200 Civic Center Dr., Waterford, MI 48329 Position: Member Nature of Business: Township zoning Investment-Related: No Start Date: 5/2021 # of hours/month: 6 # of hours during market: 2 per month 7. Waterford Township Civil Service Commission Nature of Business: Provide Civil Service activities to township Address: 5200 Civic Ctr. Drive, Waterford, MI 48329 Postion/Title: Commission Member Investment-Related: No Start Date: 7/2022 # of hours/month: Varies # of hours during market open: none
CRS (Client Relationship Summary) - RIA
Click below to view Arthur Dennis Frasca's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 7, 2015 - Present
REGAL ADVISORY SERVICES, INC.
Office #1: 31550 Northwestern Highway Ste 101, Farmington Hills, MI 48334RIA
CRD#: 123842
FARMINGTON HILLS, MI
Current
August 31, 2012 - Present
REGAL SECURITIES, INC.
Office #1: 31550 Northwestern Highway, Ste. 101, Farmington Hills, MI 48334BD
CRD#: 7297
Farmington Hills, MI
Past
September 27, 2010 - September 4, 2012
COMMERCE WEALTH ADVISERS, LLC
RIA
CRD#: 144449
FARMINGTON HILLS, MI
Past
September 27, 2010 - September 4, 2012
DEWAAY FINANCIAL NETWORK, LLC
BD
CRD#: 30767
FARMINGTON HILLS, MI
Past
March 19, 2010 - September 27, 2010
EQUITAS AMERICA, LLC
RIA
CRD#: 39806
FARMINGTON HILLS, MI
Past
July 28, 2004 - September 27, 2010
EQUITAS AMERICA, LLC
BD
CRD#: 39806
FARMINGTON HILLS, MI
Past
May 15, 1990 - July 26, 2004
J.W. KORTH & COMPANY
BD
CRD#: 26455
LANSING, MI
Past
March 6, 1987 - May 15, 1990
J. W. KORTH & COMPANY
BD
CRD#: 17090
FARMINGTON HILLS, MI
Past
May 6, 1986 - January 28, 1987
J.W. KORTH & COMPANY, INC.
BD
CRD#: 13139
Past
October 29, 1983 - June 6, 1985
WALL STREET ACCESS
BD
CRD#: 10012
Past
July 20, 1983 - July 29, 1983
BLINDER, ROBINSON & CO., INC.
BD
CRD#: 5096
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RA
REGAL ADVISORY SERVICES, INC.
REGAL ADVISORY SERVICES, INC.
CRD#: 123842 / SEC#: 801-71619
RIA
Registered Investment Advisory firm - (7/12/2010 Approved)Arizona
Registered Investment Advisory firm - (8/14/2012 Terminated)Arkansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Colorado
Registered Investment Advisory firm - (8/2/2010 Terminated)Connecticut
Registered Investment Advisory firm - (7/13/2010 Terminated)Delaware
Registered Investment Advisory firm - (7/13/2010 Terminated)Florida
Registered Investment Advisory firm - (8/14/2012 Terminated)Georgia
Registered Investment Advisory firm - (9/24/2010 Terminated)Hawaii
Registered Investment Advisory firm - (12/31/2010 Terminated)Idaho
Registered Investment Advisory firm - (7/14/2010 Terminated)Illinois
Registered Investment Advisory firm - (8/14/2012 Terminated)Indiana
Registered Investment Advisory firm - (7/13/2010 Terminated)Iowa
Registered Investment Advisory firm - (7/13/2010 Terminated)Kansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Kentucky
Registered Investment Advisory firm - (7/13/2010 Terminated)Louisiana
Registered Investment Advisory firm - (7/21/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (8/3/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/14/2010 Terminated)Mississippi
Registered Investment Advisory firm - (8/14/2012 Terminated)Missouri
Registered Investment Advisory firm - (7/13/2010 Terminated)Nebraska
Registered Investment Advisory firm - (7/14/2010 Terminated)Nevada
Registered Investment Advisory firm - (9/20/2012 Terminated)New Hampshire
Registered Investment Advisory firm - (7/13/2010 Terminated)New Jersey
Registered Investment Advisory firm - (9/21/2012 Terminated)New Mexico
Registered Investment Advisory firm - (7/13/2010 Terminated)North Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)Ohio
Registered Investment Advisory firm - (7/13/2010 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2012 Terminated)Oregon
Registered Investment Advisory firm - (7/15/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2010 Terminated)South Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)Tennessee
Registered Investment Advisory firm - (8/12/2010 Terminated)Texas
Registered Investment Advisory firm - (8/14/2012 Terminated)Utah
Registered Investment Advisory firm - (8/12/2010 Terminated)Vermont
Registered Investment Advisory firm - (8/14/2012 Terminated)Virginia
Registered Investment Advisory firm - (7/13/2010 Terminated)Washington
Registered Investment Advisory firm - (7/16/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (7/13/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(10/1/2021)
RR
California(10/1/2021)
RR
Colorado(10/1/2021)
RR
Florida(8/31/2012)
RR
Idaho(8/31/2012)
RR
Illinois(8/31/2012)
IAR
Illinois(8/17/2021)
RR
Indiana(10/1/2021)
RR
Iowa(8/31/2012)
RR
Kentucky(6/18/2025)
RR
Michigan(8/31/2012)
IAR
Michigan(4/7/2015)
RR
Minnesota(5/4/2021)
RR
New Jersey(10/1/2021)
RR
New York(11/8/2019)
RR
North Carolina(9/4/2012)
RR
Ohio(9/7/2012)
RR
Oklahoma(10/1/2021)
RR
Texas(1/2/2018)
RR
Virginia(8/31/2012)
RR
Washington(12/9/2022)
RR
Wisconsin(1/5/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
SRO Registrations
RR
Nasdaq Stock Market
Current Firm
RA
REGAL ADVISORY SERVICES, INC.
REGAL ADVISORY SERVICES, INC.
CRD#: 123842 / SEC#: 801-71619
RIA
Registered Investment Advisory firm - (7/12/2010 Approved)Arizona
Registered Investment Advisory firm - (8/14/2012 Terminated)Arkansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Colorado
Registered Investment Advisory firm - (8/2/2010 Terminated)Connecticut
Registered Investment Advisory firm - (7/13/2010 Terminated)Delaware
Registered Investment Advisory firm - (7/13/2010 Terminated)Florida
Registered Investment Advisory firm - (8/14/2012 Terminated)Georgia
Registered Investment Advisory firm - (9/24/2010 Terminated)Hawaii
Registered Investment Advisory firm - (12/31/2010 Terminated)Idaho
Registered Investment Advisory firm - (7/14/2010 Terminated)Illinois
Registered Investment Advisory firm - (8/14/2012 Terminated)Indiana
Registered Investment Advisory firm - (7/13/2010 Terminated)Iowa
Registered Investment Advisory firm - (7/13/2010 Terminated)Kansas
Registered Investment Advisory firm - (8/14/2012 Terminated)Kentucky
Registered Investment Advisory firm - (7/13/2010 Terminated)Louisiana
Registered Investment Advisory firm - (7/21/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (8/3/2010 Terminated)Minnesota
Registered Investment Advisory firm - (7/14/2010 Terminated)Mississippi
Registered Investment Advisory firm - (8/14/2012 Terminated)Missouri
Registered Investment Advisory firm - (7/13/2010 Terminated)Nebraska
Registered Investment Advisory firm - (7/14/2010 Terminated)Nevada
Registered Investment Advisory firm - (9/20/2012 Terminated)New Hampshire
Registered Investment Advisory firm - (7/13/2010 Terminated)New Jersey
Registered Investment Advisory firm - (9/21/2012 Terminated)New Mexico
Registered Investment Advisory firm - (7/13/2010 Terminated)North Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)Ohio
Registered Investment Advisory firm - (7/13/2010 Terminated)Oklahoma
Registered Investment Advisory firm - (8/14/2012 Terminated)Oregon
Registered Investment Advisory firm - (7/15/2010 Terminated)Pennsylvania
Registered Investment Advisory firm - (7/14/2010 Terminated)South Carolina
Registered Investment Advisory firm - (7/13/2010 Terminated)Tennessee
Registered Investment Advisory firm - (8/12/2010 Terminated)Texas
Registered Investment Advisory firm - (8/14/2012 Terminated)Utah
Registered Investment Advisory firm - (8/12/2010 Terminated)Vermont
Registered Investment Advisory firm - (8/14/2012 Terminated)Virginia
Registered Investment Advisory firm - (7/13/2010 Terminated)Washington
Registered Investment Advisory firm - (7/16/2010 Terminated)Wisconsin
Registered Investment Advisory firm - (7/13/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
950 North Milwaukee Avenue Suite 101, Glenview, IL 60025-3771
Mailing Address
Phone number
(877) 488-6537
Established
Firm type
Fiscal year end
# of Employees
24
SEC notice filing (15 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 289 |
| AUM (Assets Under Management) | $ 113,536,443 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
