Fredric M. Obsbaum
Professional summary
Fredric Michael Obsbaum is a registered financial professional currently at ANKURA CAPITAL ADVISORS, LLC located in New York, New York and ICICI SECURITIES INC. located in New York, New York.
Fredric is registered as a RR (Registered Representative) and started their career in finance in 1983. Fredric has worked at 64 firms and has passed the Series 79TO, Series 99TO, SIE, Series 7, Series 24, Series 14, Series 8 and Series 27 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Fredric Michael Obsbaum's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 19, 2001 - Present
ANKURA CAPITAL ADVISORS, LLC
Office #1: 485 Lexington Avenue 10th Floor, New York, NY 10017July 11, 2006 - Present
ICICI SECURITIES INC.
Office #1: 1120 Avenue Of The Americas 4th Floor, New York, NY 10036September 15, 2011 - Present
DAM CAPITAL (USA) INC.
Office #1: 42 Broadway Suite 12-129, New York, NY 10004July 3, 2014 - Present
IIFL CAPITAL INC.
Office #1: 1120 Avenue Of The Americas Suite # 4030, New York, NY 10036September 10, 2015 - Present
INTE SECURITIES LLC
Office #1: 42 Broadway, Suite 12-128, New York, NY 10004Office #2: 450 Lexington Avenue 4th Floor, New York, NY 10017Office #3: 50 St Marks Place, New York, NY 10003September 18, 2015 - Present
OMNICAP, LLC
Office #1: 99 Jane Street Suite 2l, New York, NY 10014January 25, 2024 - Present
JB DRAX HONORE' INC.
Office #1: 49 West 23rd Street 10th Floor, New York, NY 10010August 28, 2024 - Present
360 ONE INC.
Office #1: 1120 Avenue Of The Americas Suite 4027, New York, NY 10036Office #2: 1120 Avenue Of The Americas Suite 4027, New York, NY 10036November 22, 2022 - July 20, 2023
CRB SECURITIES, LLC
April 27, 2022 - November 29, 2022
WESTON SECURITIES CORPORATION
March 3, 2021 - March 24, 2025
VIII CAPITAL CORP.
April 11, 2019 - December 4, 2020
IIFL INC.
September 17, 2018 - November 16, 2019
TWO RIVERS TRADING GROUP LLC
April 23, 2018 - December 12, 2024
GALAXY DIGITAL PARTNERS LLC
March 21, 2018 - May 1, 2019
INVESTIFI SECURITIES LLC
October 10, 2017 - January 4, 2021
VIII CAPITAL CORP.
October 12, 2016 - March 29, 2021
EMU SECURITIES LLC
March 3, 2016 - July 13, 2016
THE SILVERFERN GROUP, INC.
March 3, 2016 - July 13, 2016
CAPELLA SECURITIES LLC
February 9, 2016 - April 2, 2018
CROSSBOW INVESTMENTS L.L.C
September 18, 2015 - June 1, 2020
IVY SECURITIES, INC.
June 17, 2015 - February 13, 2023
CENTENIUM ADVISORS, LLC
December 12, 2014 - May 15, 2015
RAYMOND C. FORBES & CO., INC.
December 2, 2014 - February 26, 2015
QUANTITATIVE BROKERS, LLC
November 19, 2014 - July 22, 2015
TRUMID FINANCIAL LLC
December 2, 2013 - May 4, 2015
CENTENIUM ADVISORS, LLC
September 3, 2013 - December 1, 2014
MUNIAXIS LEBENTHAL LLC
April 2, 2012 - September 21, 2017
LEBENTHAL & CO., LLC
November 9, 2011 - February 1, 2012
CENTRUM SECURITIES LLC
August 31, 2011 - September 30, 2016
ROTHSCHILD LIEBERMAN LLC
August 2, 2011 - July 6, 2015
EDGECREST CAPITAL (USA) INC.
January 3, 2011 - August 19, 2011
ARDENT TRADING, LLC
April 12, 2010 - March 31, 2015
VLS SECURITIES LLC
March 22, 2010 - July 27, 2011
TSC DISTRIBUTORS, LLC
December 15, 2009 - June 3, 2014
JB DRAX HONORE' INC.
September 14, 2009 - October 16, 2015
NOMURA GREENTECH CAPITAL ADVISORS, LLC
April 2, 2009 - January 29, 2016
OCTAGON AMERICA LIMITED
February 19, 2009 - September 9, 2013
MISSION CAPITAL LLC
December 17, 2008 - January 12, 2009
FAT SECURITIES, LLC
January 15, 2008 - August 31, 2009
NEWOAK CAPITAL MARKETS LLC
May 23, 2007 - August 14, 2009
MEREDITH WHITNEY SECURITIES, LLC
October 27, 2005 - June 30, 2010
GENUITY CAPITAL MARKETS USA CORP.
June 22, 2005 - February 25, 2016
WYNVALE FINANCIAL DISTRIBUTORS LLC
June 11, 2004 - April 18, 2006
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC
January 27, 2004 - January 28, 2008
EUROPEAN CREDIT MANAGEMENT INC.
January 3, 2003 - May 5, 2010
SMITH CAPITAL MARKETS, LLC.
July 11, 2002 - August 19, 2005
PATRICK, LAWRENCE & ASSOCIATES, INC.
May 17, 2002 - October 20, 2008
HUNTING PARTY SECURITIES, LTD.
April 18, 2002 - May 23, 2007
XT CAPITAL PARTNERS, LLC
January 28, 2002 - August 15, 2005
AGAWAM CAPITAL LLC
January 15, 2002 - July 16, 2015
GRACE FINANCIAL GROUP LLC
January 2, 2002 - August 31, 2017
INDIAN HARBOR, LLC
October 4, 2001 - May 31, 2005
HEDGEWORLD MARKETS USA, INC.
September 12, 2000 - July 1, 2002
NEWOAK CAPITAL MARKETS LLC
August 24, 2000 - October 25, 2000
OCEAN BROKERAGE LLC
May 10, 2000 - June 29, 2001
INSTIPRO, INC.
March 15, 2000 - July 11, 2001
INTELLIGENT MARKETS SOFTWARE LLC
October 26, 1999 - April 6, 2011
KOTAK MAHINDRA, INC.
April 12, 1999 - May 29, 2001
WILSON HTM (USA) INC.
January 11, 1999 - February 12, 1999
GORDON CAPITAL INC.
August 27, 1998 - March 12, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 4, 1997 - November 10, 1998
MIDLAND WALWYN CAPITAL CORPORATION
June 14, 1994 - May 21, 1997
FRIEDBERG MERCANTILE GROUP, INC.
June 1, 1994 - July 26, 1994
WORLDSEC INTERNATIONAL SECURITIES INC.
April 15, 1994 - August 2, 1994
GATEWAY CAPITAL INVESTMENT GROUP INC.
April 18, 1988 - May 2, 1988
WELLMONT SECURITIES, L.P.
September 15, 1983 - May 15, 1987
SMITH NEW COURT, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/29/2018)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 8
Date: 8/25/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
360 ONE INC.
CRD#: 329291 / SEC#: , 8-71213
Contact information
FINRA licenses (17 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| 360 ONE WAM LIMITED | SHAREHOLDER | |
| CULLINANE, JOHN REID | CHIEF COMPLIANCE OFFICER | 5003588 |
| KOMMINENI, VENKATESH | PRESIDENT | 5978511 |
| KOMMINENI, VENKATESH | DIRECTOR OF THE BOARD | 5978511 |
| MURARKA, NIRAJ KUMAR | DIRECTOR OF THE BOARD | 7885962 |
| OBSBAUM, FREDRIC MICHAEL | FINOP, PFO, POO | 1160811 |
| WADHWA, SANJAY TULSIO | DIRECTOR OF THE BOARD | 7885915 |
Red Flags
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