PS
Phillip O. Sherrill
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CRD#: 1160379
PS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Phillip Oxford Sherrill, who also goes by Phil Oxford Sherrill, was a registered financial professional .
Phillip is a previously registered financial professional and started their career in finance in 1984. Phillip had worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Phil Oxford Sherrill
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. PHIL SHERRILL, ChFC, 9605 CALDWELL COMMONS CIRCLE, STE D, CORNELIUS, NC, INDEPENDENT INSURANCE AGENT, 4/11/1983 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 65/WK - 2/TRADING. 2. SHERRILL PROPERTIES LLC, 9605 CALDWELL COMMONS CIR, STE D, CORNELIUS, NC, 5/24/2005 AS MANAGING DIRECTOR OF OFFICE BUILDING. NIR - 15/YR - 0/TRADING. 3. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 10/WK - 1/TRADING. 01/01/98. 4. GAME PLAN FOR LIFE/JOE GIBBS RACING, 13415 REESE BLVD W, HUNTERSVILLE, NC, 9/06/2017 AS BOARD MEMBER OF ORGANIZATION PROVIDING CHRISTIAN OUTREACH, NIR - 10 HR/MO - 2 HR/MO TRADING. 5. ELITE RESOURCE TEAM - CPA TEAM BASED MODEL, 501 W BROADWAY SUITE 800, SAN DIEGO, CA, 3/2018, AS CONSULTANT, INVREL, 4HRS/WK, 1.5HRS/TRADING. 6. PHIL SHERRILL, CHFC, 9605 CALDWELL COMMONS CIRCLE, STE D, CORNELIUS, NC, OWNER PROPRIETOR, REFERRING FRIENDS, CLIENTS, CPA'S TO CARES ACT SBA LENDING SOURCES, NIR, 04/03/20- 20/MO-0/TRADING 7. PHIL SHERRILL, ChFC 9605 CALDWELL COMMONS CIRCLE, STE D, CORNELIUS, NC. TEACHER-RETIREMENT AND ESTATE PLANNING COURSE- 10/05/10 NIR, 8 HR/MO- 0/TRADING HR. 8. PHIL SHERRILL, ChFC 9605 CALDWELL COMMONS CIRCLE, STE D, CORNELIUS, NC. REFERRING AGENT, CPA TEAM BASED CONSULTANT- FINDERS FEE INCOME, REDUCE TAXATIN UTILIZING VARIOUS TECHNIQUES, 04/04/18, NIR, 5 HR/WK- 0 TRADING HR. 9. PHILLIP SHERRILL, 9605 Caldwell Commons Circle, Suite D, Cornelius NC 28031, 11/2022, Contractor, Distribution of ASEA REDOX, NIR, 2 HR/MO - 0 HR/MO Trading. 10. ELEVATE GOLF PERFORMANCE CENTER, 6749 Fox Ridge Circle, Davidson NC 28036, United States, Consultant, Sport/Fitness/Gaming, NIR, 5 HR/MO - 0 HR/MO Trading.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
July 7, 2011 - July 7, 2025
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
RIA
CRD#: 134139
Cornelius, NC
Past
July 7, 2011 - July 7, 2025
CAMBRIDGE INVESTMENT RESEARCH, INC.
BD
CRD#: 39543
Cornelius, NC
Past
August 17, 2009 - July 13, 2011
HOUSEHOLDER GROUP FINANCIAL ADVISORS, LLC
RIA
CRD#: 149564
CORNELIUS, NC
Past
August 4, 2009 - July 8, 2011
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
CORNELIUS, NC
Past
September 7, 2007 - August 11, 2009
HOUSEHOLDER GROUP, ESTATE & RETIREMENT SPECIALISTS
RIA
CRD#: 107773
CORNELIUS, NC
Past
August 20, 2007 - August 7, 2009
OSAIC SERVICES, INC.
BD
CRD#: 133763
CORNELIUS, NC
Past
May 8, 2006 - August 24, 2007
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
CORNELIUS, NC
Past
April 18, 2006 - August 24, 2007
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
CORNELIUS, NC
Past
December 31, 2001 - March 23, 2006
PRUCO SECURITIES, LLC.
RIA
CRD#: 5685
CHARLOTTE, NC
Past
October 2, 1984 - March 23, 2006
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
