Benjamin K. Campbell

CAPITAL ADVISORS GROUP,

NEWTON, MA 02458

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CRD#: 1160233

Professional summary

Benjamin Klopp Campbell is a registered financial advisor currently at CAPITAL ADVISORS GROUP, INC located in Newton, Massachusetts.

Benjamin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Benjamin has worked at 5 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

DIRECTOR OF THE SEYMOUR KNOX FOUNDATION

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Klopp Campbell's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 24, 2000 - Present

CAPITAL ADVISORS GROUP, INC

Office #1: Chatham Center 29 Crafts Street, Newton, MA 02458

RIA

CRD#: 112000

NEWTON, MA

Past

November 29, 1988 - May 8, 1991

FUNDS DISTRIBUTOR, LLC

CRD#: 7174

Past

April 10, 1986 - January 19, 1987

ADVEST, INC.

CRD#: 10

Past

February 15, 1984 - February 18, 1986

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

Past

August 23, 1983 - February 15, 1984

FIDELITY DISTRIBUTORS CORPORATION

CRD#: 6848

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAPITAL ADVISORS GROUP, INC

CRD#: 112000 / SEC#: 801-60262

RIA

Registered Investment Advisory firm - (5/24/2001 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(2/24/2000)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/2/1992

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/30/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/16/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/22/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

CAPITAL ADVISORS GROUP, INC

CRD#: 112000 / SEC#: 801-60262

RIA

Registered Investment Advisory firm - (5/24/2001 Approved)

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Contact information

Main Address

1 Federal Street Suite 2200, Boston, MA 02110

Mailing Address

Phone number

(617) 630-8100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (9 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

CAPITAL ADVISORS GROUP FORM ADV PART 2A 3-31-25 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	246
AUM (Assets Under Management)	$ 26,029,845,727

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Benjamin K. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Benjamin Klopp Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

FUNDS DISTRIBUTOR, LLC

ADVEST, INC.

FIDELITY BROKERAGE SERVICES LLC

FIDELITY DISTRIBUTORS CORPORATION

Primary Firm SEC Registration

CAPITAL ADVISORS GROUP, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/2/1992

Series 63

Date: 9/30/1983

Series 7

Date: 6/16/1984

Series 6

Date: 8/22/1983

Current Firm

CAPITAL ADVISORS GROUP, INC

Contact information

SEC notice filing (9 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAPITAL ADVISORS GROUP, INC

TRUST BUT VERIFY

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