Marvin R. Fisher

OSAIC WEALTH

Wichita, KS 67205

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CRD#: 1159428

Professional summary

Marvin Ray Fisher is a registered financial advisor currently at OSAIC WEALTH, INC. located in Wichita, Kansas.

Marvin is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Marvin has worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 51 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) KANSAS RETIREMENT CONSULTANTS; INSURANCE SALES AND MARKETING; NOT INVESTMENT RELATED; 7570 W. 21ST STREET BUILDING 1010 SUITE B WICHITA, KS 67205; MANAGING PARTNER; START DATE 05/01/2012; APPROX/HRS 4; SEC/HRS 0; 2) MARVIN FISHER; CORPORATE INVESTMENT ADVISORY; INVESTMENT RELATED; 7570 W. 21ST BLDG 1010 SUITE B WICHITA, KS 57205; START DATE 06/01/2012; APPROX/HRS 16; SECUR/HRS 16; INVESTMENT ADVISORY SERVICES 3) CENTRAL COMMUNITY CHURCH FOUNDATION POSITION: Vice-President/ Board Member NATURE: This is a non profit corporation for the support of Central Community Church Wichita INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022; ADDRESS: 6100 W Maple, Wichita KS 67209, United States DESCRIPTION: To assist the management of the Foundation and guide the investments including real estate. To assist in the sale of real property that is donated to the church 4) FELLOWSHIP OF CHRISTIAN ATHLETES POSITION: Board Chair NATURE: This is a national organization. The international offic eis in Independence incorporated there INVESTMENT RELATED: No NUMBER OF HOURS: 6 SECURITIES TRADING HOURS: 4 START DATE: 10/01/2025 ADDRESS: 150 N Main St, CC24, Wichita KS 67202, United States DESCRIPTION: I assist the State Director in meeting management and staff recruitment

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Ray Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Marvin Ray Fisher's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 2230 N Ridge Road Suite 2, Wichita, KS 67205

RIA

CRD#: 23131

Wichita, KS

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 2230 N Ridge Road Suite 2, Wichita, KS 67205

RIA

CRD#: 23131

Wichita, KS

Past

January 7, 2009 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

WICHITA, KS

Past

October 31, 2005 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

WICHITA, KS

Past

November 14, 1989 - October 31, 2005

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

October 18, 1988 - October 31, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

December 11, 1984 - September 17, 1988

SOUTHMARK FINANCIAL SERVICES, INC.

CRD#: 6518

Past

July 26, 1983 - December 6, 1984

SECURITIES MANAGEMENT & RESEARCH, INC.

CRD#: 759

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Arizona
(9/1/2023)

Arkansas
(9/1/2023)

California
(9/1/2023)

Colorado
(9/1/2023)

Florida
(9/1/2023)

Georgia
(9/1/2023)

Idaho
(9/1/2023)

Indiana
(9/1/2023)

Iowa
(9/1/2023)

Kansas
(9/1/2023)

IAR

Kansas
(9/1/2023)

Minnesota
(9/1/2023)

Mississippi
(9/1/2023)

Missouri
(9/1/2023)

Montana
(9/1/2023)

Nebraska
(9/1/2023)

Nevada
(9/1/2023)

North Carolina
(9/1/2023)

Oklahoma
(9/1/2023)

South Carolina
(9/1/2023)

Texas
(9/1/2023)

Utah
(9/1/2023)

Washington
(9/1/2023)

Wisconsin
(9/1/2023)

Wyoming
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 7/27/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 10/20/1984

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/23/1983

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 9/15/2004

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 5/23/1996

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Marvin R. Fisher

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Marvin Ray Fisher's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Marvin Ray Fisher's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

SUNAMERICA SECURITIES, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

SOUTHMARK FINANCIAL SERVICES, INC.

SECURITIES MANAGEMENT & RESEARCH, INC.

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/27/1983

SIE

Date: 10/1/2018

Series 7

Date: 10/20/1984

Series 6

Date: 7/23/1983

Series 51

Date: 9/15/2004

Series 24

Date: 5/23/1996

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

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