Robert J. Escamillo
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Julian Escamillo was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1983. Robert had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 31, Series 7 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 9, 2017 - March 21, 2022
SYNERGY FINANCIAL GROUP OF ARIZONA, LLC
January 20, 2017 - April 25, 2022
UNITED PLANNERS' FINANCIAL SERVICES OF AMERICA A LIMITED PARTNER
April 2, 2015 - January 25, 2017
WELLS FARGO CLEARING SERVICES, LLC
March 3, 2015 - January 25, 2017
WELLS FARGO CLEARING SERVICES, LLC
March 15, 2007 - February 11, 2015
WEDBUSH SECURITIES INC.
February 23, 2007 - February 11, 2015
WEDBUSH SECURITIES INC.
August 12, 2006 - March 7, 2007
UBS FINANCIAL SERVICES INC.
March 24, 2000 - August 12, 2006
PIPER SANDLER & CO.
March 9, 1995 - April 5, 2000
UBS FINANCIAL SERVICES INC.
June 1, 1992 - March 6, 1995
PRUDENTIAL EQUITY GROUP, LLC
May 18, 1989 - May 18, 1992
MORGAN STANLEY DW INC.
October 7, 1983 - June 1, 1989
PRUDENTIAL EQUITY GROUP, LLC
July 21, 1983 - September 23, 1983
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 9/6/1988
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
SYNERGY FINANCIAL GROUP OF ARIZONA, LLC
CRD#: 153675 / SEC#: 801-71423
Contact information
Regulatory assets under management
| Total Number of Accounts | 275 |
| AUM (Assets Under Management) | $ 28,450,000 |
Red Flags
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