Kenneth D. Cress
Professional summary
Kenneth Dean Cress, who also goes by Ken Cress, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Kenneth is registered as a RR (Registered Representative) and started their career in finance in 1983. Kenneth has worked at 10 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kenneth Dean Cress's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2018 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901February 18, 2016 - December 26, 2017
LPL FINANCIAL LLC
December 18, 2013 - November 5, 2015
FIRST HEARTLAND CAPITAL, INC.
July 6, 2005 - December 9, 2011
KESTRA INVESTMENT SERVICES, LLC
September 27, 2003 - July 25, 2005
OSAIC FS, INC.
February 4, 2003 - October 14, 2003
LOCUST STREET SECURITIES, INC.
July 27, 2000 - February 3, 2003
WALNUT STREET SECURITIES, INC.
February 4, 1999 - July 27, 2000
OSAIC FA, INC.
October 15, 1993 - January 12, 1999
VOYA FINANCIAL PARTNERS, LLC
July 8, 1983 - October 15, 1993
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2018)
Exams
FINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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