Arthur J. Meizner
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Arthur Jay Meizner, AIF®, CFP®, who also goes by Art Meizner, was a registered financial professional .
Arthur is a previously registered financial professional and started their career in finance in 1983. Arthur had worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 9, 2018 - April 11, 2023
PENSIONMARK SECURITIES, LLC
July 1, 2011 - December 31, 2017
NEWEDGE SECURITIES, LLC
December 14, 2006 - November 22, 2023
HOOKER & HOLCOMBE INVESTMENT ADVISORS, INC.
December 8, 2005 - June 30, 2011
ENSEMBLE FINANCIAL SERVICES, INC.
May 11, 2004 - December 13, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 25, 2004 - December 13, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 11, 2001 - April 13, 2001
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
February 11, 1998 - June 25, 2003
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
July 1, 1992 - January 29, 1998
ADVEST, INC.
February 5, 1990 - October 1, 1991
NATIONAL FINANCIAL SERVICES LLC
June 13, 1988 - February 17, 1990
MABON, NUGENT & CO.
March 14, 1988 - June 14, 1988
INVEST FINANCIAL CORPORATION
May 5, 1987 - January 12, 1988
MOSELEY SECURITIES CORPORATION
July 20, 1983 - May 8, 1987
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 8
Date: 10/6/1994
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
PENSIONMARK SECURITIES, LLC
CRD#: 283952 / SEC#: , 8-69773
Contact information
FINRA licenses (20 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
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