Paul A. Biggins

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CRD#: 1157841

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Paul Alexandre Biggins, who also goes by Paul Alexandre Biggins, was a registered financial professional .

Paul is a previously registered financial professional and started their career in finance in 1983. Paul had worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 10 and Series 9 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Paul Alexandre Biggins

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1)Name of Business: Beau Monde Properties Address: 700 Everhart Rd Ste C1, Corpus Christi, TX, 78411, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 09/11/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is the LLC that was created to hold the RJ office property that we bought when we joined RJ. I am 50/50 joint owners with my brother Patrick.\n\n2024 update: Property was sold in 2024 and proceeds from my interest in the sale will be distributed to me at the end of the year. At that point my interest in the LLC will be transferred to my partner / Patrick Biggins\n (2)Name of Business: Biggins Wealth Services Address: 700 Everhart Rd Ste C1, Corpus Christi, TX, 78411, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 08/03/2018 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: financial advisor

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

August 3, 2018 - December 18, 2024

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

Corpus Christi, TX

Past

August 3, 2018 - December 18, 2024

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

Corpus Christi, TX

Past

March 6, 2009 - August 23, 2018

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

CORPUS CHRISTI, TX

Past

March 6, 2009 - August 23, 2018

UBS FINANCIAL SERVICES INC.

CRD#: 8174

CORPUS CHRISTI, TX

Past

August 5, 2006 - March 26, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

CORPUS CHRISTI, TX

Past

August 5, 2006 - March 26, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

CORPUS CHRISTI, TX

Past

February 9, 2006 - May 12, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

FORT WORTH, TX

Past

January 30, 2006 - May 12, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

FORT WORTH, TX

Past

October 8, 1999 - February 17, 2004

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

Past

July 1, 1999 - August 16, 1999

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

August 20, 1998 - June 22, 1999

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

Past

January 1, 1994 - September 20, 1997

GPC SECURITIES, INC.

CRD#: 14007

ATLANTA, GA

Past

March 20, 1992 - October 22, 1993

MFS FINANCIAL SERVICES, INC.

CRD#: 18309

BOSTON, MA

Past

April 15, 1988 - February 11, 1992

TRANSAMERICA FUND DISTRIBUTORS, INC.

CRD#: 3554

HOUSTON, TX

Past

March 26, 1986 - September 8, 1987

GREEN HILL FINANCIAL SERVICE CORPORATION

CRD#: 4882

Past

July 29, 1985 - March 27, 1986

RAUSCHER PIERCE REFSNES, INC.

CRD#: 6663

Past

July 21, 1983 - August 6, 1985

MORGAN STANLEY DW INC.

CRD#: 7556

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/16/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 8/22/2008

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 7/16/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 9/28/2019

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 4/6/2019

General Securities Sales Supervisor - Options Module Examination

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

MARY ELIZABETH HAAS | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | RAYMOND JAMES ADVISORY SERVICES

CRD#: 149018 / SEC#: 801-69815

RIA

Registered Investment Advisory firm - (12/23/2008 Approved)

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Contact information

Main Address

880 Carillon Parkway, Saint Petersburg, FL 33716

Mailing Address

Phone number

(727) 567-3020

Established

Firm type

Fiscal year end

# of Employees

6,727

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. WRAP BROCHURE (6/30/2025)

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC. FIRM BROCHURE (6/30/2025)

Regulatory assets under management

Total Number of Accounts	1,030,208
AUM (Assets Under Management)	$ 344,868,106,925

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/12/2025	Cover Page	Report
08/21/2024	Cover Page	Report
09/27/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul A. Biggins

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

GPC SECURITIES, INC.

EQUITABLE DISTRIBUTORS, LLC

GPC SECURITIES, INC.

GPC SECURITIES, INC.

MFS FINANCIAL SERVICES, INC.

TRANSAMERICA FUND DISTRIBUTORS, INC.

GREEN HILL FINANCIAL SERVICE CORPORATION

RAUSCHER PIERCE REFSNES, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/16/2006

Series 63

Date: 7/20/1983

SIE

Date: 10/1/2018

Series 31

Date: 8/22/2008

Series 7

Date: 7/16/1983

Series 10

Date: 9/28/2019

Series 9

Date: 4/6/2019

Current Firm

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

TRUST BUT VERIFY

Contact information

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