Michael J. Falco

FALCO WEALTH PLANNING

Paoli, PA 19301

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CRD#: 1157668

Professional summary

Michael John Falco, who also goes by Mike Falco, is a registered financial advisor currently at FALCO WEALTH PLANNING located in Paoli, Pennsylvania.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 10 firms and has passed the Series 65, Series 63, Series 7, Series 22 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mike Falco

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

FALCO INSURANCE SERVICES, Title: OWNER, Description: INSURANCE/ANNUITY, Start Date: 06-15-2025, Address: 1500 E. LANCASTER AVE., SUITE 100, PAOLI, PA 10301, Investment-related? NO, Hours per month: 150, During trading hours: 150, all hours conducted when acting under the DBA Falco Wealth Management FALCO TAX SERVICES, Title: OWNER, Description: SALES AND TAX PREPARATION, Start Date: 06-15-1962, Address: 1500 E. LANCASTER AVE., SUITE 100, PAOLI, PA 10301, Investment-related? NO, Hours per month: 20, During trading hours: 20, all hours conducted when acting under the DBA Falco Wealth Management

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Falco's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2024 - Present

FALCO WEALTH PLANNING

Office #1: 1500 E. Lancaster Ave. Suite 100, Paoli, PA 19301

RIA

CRD#: 327977

Paoli, PA

Past

April 18, 2018 - May 15, 2024

VIRTUE CAPITAL MANAGEMENT, LLC

RIA

CRD#: 167816

Paoli, PA

Past

February 12, 2015 - April 19, 2018

HORTER INVESTMENT MANAGEMENT, LLC

RIA

CRD#: 119880

BERWYN, PA

Past

July 23, 2009 - December 31, 2014

INTEGRITY ALLIANCE, LLC.

RIA

CRD#: 139627

BERWYN, PA

Past

July 23, 2009 - July 27, 2010

INTEGRITY ALLIANCE, LLC.

CRD#: 139627

BERWYN, PA

Past

June 30, 2006 - July 27, 2009

ON INVESTMENT MANAGEMENT CO

RIA

CRD#: 105662

BERWYN, PA

Past

February 18, 2005 - July 27, 2009

THE O.N. EQUITY SALES COMPANY

CRD#: 2936

BERWYN, PA

Past

September 1, 2004 - March 16, 2005

MORGAN PEABODY, INC.

CRD#: 38306

SHERMAN OAKS, CA

Past

July 10, 2003 - September 2, 2004

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

Past

July 14, 1997 - June 17, 2003

FSC SECURITIES CORPORATION

CRD#: 7461

ATLANTA, GA

Past

May 21, 1993 - July 14, 1997

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

Past

August 17, 1983 - October 23, 1991

ADVANTAGE CAPITAL CORPORATION

CRD#: 146

ATLANTA, GA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(5/15/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 5/12/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/26/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 10/7/2003

General Securities Representative Examination

General Industry/Product Exam

Series 22

Date: 2/6/1986

Direct Participation Programs Representative Examination

General Industry/Product Exam

Series 6

Date: 8/16/1983

Investment Company Products/Variable Contracts Representative Examination

Current Firm

FALCO WEALTH PLANNING

FALCO WEALTH MANAGEMENT | FALCO WEALTH PLANNING, LLC | FALCO WEALTH PLANNING

CRD#: 327977 / SEC#:

Pennsylvania

Registered Investment Advisory firm - (10/30/2023 Approved)

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Contact information

Main Address

1500 E. Lancaster Ave. Suite 100, Paoli, PA 19301

Mailing Address

Phone number

(610) 640-5822

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	70
AUM (Assets Under Management)	$ 33,551,384

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Michael J. Falco

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael John Falco's CRS (Customer Relationship Summary).

Certified licenses

Experience

VIRTUE CAPITAL MANAGEMENT, LLC

HORTER INVESTMENT MANAGEMENT, LLC

INTEGRITY ALLIANCE, LLC.

INTEGRITY ALLIANCE, LLC.

ON INVESTMENT MANAGEMENT CO

THE O.N. EQUITY SALES COMPANY

MORGAN PEABODY, INC.

CINCINNATI ANALYSTS, INC.

FSC SECURITIES CORPORATION

ADVANTAGE CAPITAL CORPORATION

ADVANTAGE CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 5/12/2004

Series 63

Date: 8/26/1983

Series 7

Date: 10/7/2003

Series 22

Date: 2/6/1986

Series 6

Date: 8/16/1983

Current Firm

FALCO WEALTH PLANNING

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FALCO WEALTH PLANNING

TRUST BUT VERIFY

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