Michael John Guilsher
Professional Summary
Michael John Guilsher, who also goes by Michael Guilsher, is a registered financial advisor currently at MELD FINANCIAL, INC. located in Birmingham, Alabama. Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. Michael has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Michael John Guilsher, Michael Guilsher
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Videos & Posts
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Contact Information
xxxxx@xxxx.xxx
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Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
43 years registered in the securities industry
Current & Past Employments
Current
Past
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Current Firm
BROOKSTONE WEALTH MANAGEMENT | MELD FINANCIAL, INC. | FAIRWOOD FINANCIAL SERVICES
Contact Information
Main Address
3008 Pump House Rd., Birmingham, AL 35243Mailing Address
P.o. Box 43626, Birmingham, AL 35243Phone Number
(205) 967-4200# of Employees
15SEC notice filing (15 States and Territories)
Registered to provide investment advisory services in 15 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,942AUM (Assets Under Management)
$776,399,278Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
BROOKSTONE WEALTH MANAGEMENT | MELD FINANCIAL, INC. | FAIRWOOD FINANCIAL SERVICES
State Registrations and Notice Filings
(3/7/2014)
(11/2/2017)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Michael John Guilsher's CRS (Customer Relationship Summary).
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