William A. Wimberly

W.A. WIMBERLY & ASSOCIATES

Madison, MS

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CRD#: 1157038

Professional summary

William Andrew Wimberly, who also goes by Andy Wimberly, is a registered financial advisor currently at W.A. WIMBERLY & ASSOCIATES, INC. located in Madison, Mississippi.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andy Wimberly

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. W. A. Wimberly & Associates, Inc., investment related, 113 Sunset Lane, Madison, MS 39110, Insurance (Non-Variable) sales-Sales for FIXED LIFE INSURANCE, LONG TERM DISABILITY AND LTC./President-started in 1972-TIME SPENT appr. 40 hours/month and 40 hours/month during securities trading hours, mainly responsible for sales.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Andrew Wimberly's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 6, 2007 - Present

W.A. WIMBERLY & ASSOCIATES, INC.

RIA

CRD#: 127377

Madison, MS

Past

November 14, 2008 - August 22, 2018

LPL FINANCIAL LLC

CRD#: 6413

JACKSON, MS

Past

April 30, 2003 - July 6, 2007

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

JACKSON, MS

Past

May 3, 1999 - July 2, 2004

PARK AVENUE SECURITIES LLC

CRD#: 46173

NEW YORK, NY

Past

January 6, 1997 - May 3, 1999

GUARDIAN INVESTOR SERVICES LLC

CRD#: 6635

NEW YORK, NY

Past

September 26, 1983 - November 17, 2008

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

JACKSON, MS

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Mississippi
(7/6/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/28/2003

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/6/1988

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 8/22/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/17/1983

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/13/1989

General Securities Principal Examination

Current Firm

W.A. WIMBERLY & ASSOCIATES, INC.

W. A. WIMBERLY AND ASSOCIATES LLC | WIMBERLY & ASSOCIATES | W.A. WIMBERLY & ASSOCIATES, INC. | W. A. WIMBERLY AND ASSOCIATES, LLC

CRD#: 127377 / SEC#:

Mississippi

Registered Investment Advisory firm - (7/6/2007 Approved)

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Contact information

Main Address

Madison, MS

Mailing Address

Phone number

(601) 953-9883

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	60
AUM (Assets Under Management)	$ 31,890,038

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

William A. Wimberly

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Andrew Wimberly's CRS (Customer Relationship Summary).

Certified licenses

Experience

LPL FINANCIAL LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

PARK AVENUE SECURITIES LLC

GUARDIAN INVESTOR SERVICES LLC

RAYMOND JAMES FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 4/28/2003

Series 63

Date: 8/6/1988

SIE

Date: 8/22/2018

Series 7

Date: 9/17/1983

Series 24

Date: 3/13/1989

Current Firm

W.A. WIMBERLY & ASSOCIATES, INC.

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

W.A. WIMBERLY & ASSOCIATES, INC.

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