Mia I. Enquist
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Mia Ingeborg Enquist was a registered financial professional .
Mia is a previously registered financial professional and started their career in finance in 1983. Mia had worked at 5 firms and has passed the Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 7, 2002 - August 29, 2012
GROVE POINT INVESTMENTS, LLC
November 9, 1988 - August 29, 2012
GROVE POINT INVESTMENTS, LLC
October 21, 1988 - January 19, 1989
MONTGOMERY EQUITIES, INC.
June 7, 1988 - October 14, 1988
GROVE POINT INVESTMENTS, LLC
September 8, 1987 - June 14, 1988
OSAIC FS, INC.
September 9, 1985 - September 26, 1987
1717 CAPITAL MANAGEMENT COMPANY
March 16, 1984 - September 16, 1987
GROVE POINT INVESTMENTS, LLC
July 29, 1983 - April 2, 1984
SECURITIES MANAGEMENT & RESEARCH, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
