WH
William D. Heiting
RETIREMENT WEALTH SOLUTIONS LLC
Marshfield, WI 54449
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CRD#: 1156475
WH
Professional summary
William D Heiting is a registered financial advisor currently at RETIREMENT WEALTH SOLUTIONS LLC located in Marshfield, Wisconsin.
William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1983. William has worked at 3 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS. DBA HEITING INSURANCE AGENCY, LLC - THROUGH THIS I SELL INDIVIDUAL HEALTH INSURANCE, GROUP HEALTH INSURANCE, INDIVIDUAL DISABILITY INCOME, GROUP TERM LIFE INSURANCE AND GROUP LONG TERM AND SHORT TERM DISABILITY] [Marshfield Area Community Foundation; Establish endowments that benefit community; 907 M. Central Avenue, Marshfield, WI 54449; Start Date: 05/2013; Role/Title: Board Member; Not investment related; 5 hours per month; 2 hours per month during securities trading hours] [NYLARC; reinsurance company; 210 Park Avenue 2nd Floor Florham Park, N 07932; Start Date 12/2001; Role/Title: Member; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF RETIREMENT WEALTH SOLUTIONS LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; MARSHFIELD, WI; START DATE: 04/2019] [VARIO American Center LLC; private equity investment; 1111 Deming Way Suite 103 Madison WI 53717; Start Date 12/2019; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours] [The Landings on Lake Minocqua Condo Association; I have a condo and there are a total of 12 units, I am one of the 4 board of directors. Board meeting are held once a year unless a special meeting is called.; 8474 Rogers Drive, Minocqua, WI 54548; Start Date 07/2020; Role/Title: Board Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours] [Dioceses Of La Crosse; Catholic Dioceses for the enrichment of Catholics; 3710 East Ave. S. La Crosse, WI 54601; Start Date 07/2020; Role/Title: Member; Not Investment Related; 1 hours per month; 0 hours per month during securities trading hours; sub-committee member for financial strategic planning for the Dioceses] [PRECIOUS METALS AND MINERS SPECULATIVE FUND, LP; this is a private placement in a limited partnership. Passive Investment in a private placement. PMMSF Partners, LLC; 1111 Deming Way, Suite 103, Madison, WI 53717-2904; Start Date 08/2020; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours; passive investor] [Policy Confluence Inc; this is a private placement in a limited partnership. Passive investment in a private placement. Policy Confluence Inc; 8001 Terrace Ave Suite 201, Middleton WI 53562; Start Date 08/2021; Role/Title: Investor; Investment Related; 0 hours per month; 0 hours per month during securities trading hours]
CRS (Client Relationship Summary) - RIA
Click below to view William D Heiting's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 24, 2022 - Present
RETIREMENT WEALTH SOLUTIONS LLC
Office #1: 110 East 2nd Street, Marshfield, WI 54449Office #2: P.o. Box 219, Marshfield, WI 54449RIA
CRD#: 317253
Marshfield, WI
Past
June 6, 2011 - January 27, 2022
EAGLE STRATEGIES LLC
RIA
CRD#: 110826
MARSHFIELD, WI
Past
August 2, 1983 - January 27, 2022
NYLIFE SECURITIES LLC
BD
CRD#: 5167
MARSHFIELD, WI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RETIREMENT WEALTH SOLUTIONS LLC
RETIREMENT WEALTH SOLUTIONS LLC
CRD#: 317253 / SEC#: 801-129528
RIA
Registered Investment Advisory firm - (2/20/2024 Approved)Texas
Registered Investment Advisory firm - (2/28/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (2/28/2024 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Wisconsin(1/24/2022)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
RW
RETIREMENT WEALTH SOLUTIONS LLC
RETIREMENT WEALTH SOLUTIONS LLC
CRD#: 317253 / SEC#: 801-129528
RIA
Registered Investment Advisory firm - (2/20/2024 Approved)Texas
Registered Investment Advisory firm - (2/28/2024 Terminated)Wisconsin
Registered Investment Advisory firm - (2/28/2024 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
110 East 2nd Street, Marshfield, WI 54449
Mailing Address
P.o. Box 219, Marshfield, WI 54449
Phone number
(715) 384-5481
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 539 |
| AUM (Assets Under Management) | $ 175,822,000 |
Red Flags
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Company Information
RETIREMENT WEALTH SOLUTIONS LLC
CRD#: 317253Marshfield, WI 54449TRUST BUT VERIFY
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Contact information
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