Felicia O. Flowers-smith
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Felicia Odette Flowers-smith, who also goes by Felicia O Flowers, was a registered financial professional .
Felicia is a previously registered financial professional and started their career in finance in 1984. Felicia had worked at 5 firms and has passed the Series 66, Series 7 and Series 52 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 28, 2010 - December 31, 2015
SDM INVESTMENTS, LLC
September 17, 2007 - October 7, 2008
EDWARD JONES
August 9, 2007 - October 7, 2008
EDWARD JONES
October 15, 1993 - July 8, 1999
WELLS FARGO CLEARING SERVICES, LLC
November 29, 1984 - December 18, 1984
METRO EQUITIES CORPORATION
September 25, 1984 - October 10, 1984
BECKER PARIBAS INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
SDM INVESTMENTS, LLC
CRD#: 140325 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 41 |
| AUM (Assets Under Management) | $ 7,717,047 |
Red Flags
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