Paul L. Aprigliano
Professional summary
Paul Ludwig Aprigliano is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1983. Paul has worked at 12 firms and has passed the Series 63, Series 79TO, Series 57TO, SIE, Series 55, Series 15, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Ludwig Aprigliano's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 25, 2019 - Present
CLEAR STREET LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007Office #2: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007October 4, 2017 - October 25, 2018
THE ULTIMA GLOBAL MARKETS (USA), INC.
March 9, 2015 - November 10, 2016
DINOSAUR FINANCIAL GROUP, L.L.C
November 5, 2012 - January 21, 2015
MAXIM GROUP LLC
May 27, 2011 - July 25, 2012
RODMAN & RENSHAW, LLC
February 13, 2003 - May 27, 2011
HUDSON SECURITIES,INC.
April 15, 2002 - October 15, 2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
September 13, 1990 - October 16, 2002
HERZOG, HEINE, GEDULD, LLC
June 8, 1990 - September 5, 1990
DREYFUS BROKERAGE SERVICES, INC.
May 5, 1988 - April 27, 1990
MABON, NUGENT & CO.
October 1, 1985 - January 26, 1988
GRUNTAL & CO., L.L.C.
July 21, 1983 - October 1, 1985
JII SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/27/2020)
(7/24/2020)
(7/27/2020)
(7/27/2020)
(7/27/2020)
(8/13/2019)
(8/10/2020)
(7/24/2020)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/30/1998
Limited Representative-Equity Trader ExamSeries 15
Date: 5/30/1985
Foreign Currency Options ExaminationCboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
FINRA
NYSE American LLC
NYSE Arca, Inc.
Nasdaq Stock Market
New York Stock Exchange
Current Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
