WF
Wilmer J. Freiberg
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CRD#: 1156013
WF
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wilmer Jones Freiberg, who also goes by Bill Freibert, was a registered financial professional .
Wilmer is a previously registered financial professional and started their career in finance in 1983. Wilmer had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 10, Series 9 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
Bill Freibert
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1) OCHSNER FOUNDATION BOARD POSITION: DIRECTOR/ OFFICER/MEMBER-BOARD OR COMMITTEE NATURE: HOSPITAL INVESTMENT RELATED: YES NUMBER OF HOURS: 2 INVESTMENT RELATED HOURS: 0 START DATE: 03/31/2010 ADDRESS: NEW ORLEANS, LA. 70121 DESCRIPTION: THIS IS THE FOUNDATION BOARD WHOSE PRIMARY OBJECT IS TO RAISE MONEY FOR THE HOSPITAL. WE MEET QUARERTLY AND OCCASIONALLY HOLD SOCIAL, FUND RAISING EVENTS. (2) CHILDRENS TRUST POSITION: TRUSTEE NATURE: NULL INVESTMENT RELATED: YES NUMBER OF HOURS: NULL INVESTMENT RELATED HOURS: NULL START DATE: ADDRESS: NEW ORLEANS, LA. 70118 DESCRIPTION: EDUCATIONAL TRUSTS FOR MY CHILDREN. (3) MOBILEQUBES ADDRESS: NEW ORLEANS, LA NATURE OF THE BUSINESS: PERSONAL/PRIVATE INVESTMENT POSITION/TITLE: INVESTMENT RELATED: NO START DATE: 07/10/2015 HOURS PER MONTH DEVOTED TO THIS BUSINESS: 2 HOURS PER MONTH DEVOTED TO THIS BUSINESS DURING TRADING HOURS: 0 DESCRIPTION OF DUTIES: PASSIVE INVESTOR (4) Cyber Reef Solutions Address: New Orleans, LA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 02/01/2016 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Investor (5) Servato Corp. Address: New Orleans, LA Nature of the Business: Personal/Private Investment Investment Related: Yes Start Date: 10/01/2014 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Invest $20,000 into privately held start up company (6) NO/LA Angel Fund I, LLC Address: New Orleans, LA Nature of the Business: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 12/15/2016 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Strictly as a passive investor (7) Embera Neuro Theraputics Address: New Orleans, LA Nature of the Business: Personal/Private Investment Position/Title: Investment Related: Yes Start Date: 02/28/2017 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Investor (8)Name of Business : BioAesthetics Address: New Orleans, LA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:Yes Start Date: 10/20/2017 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Investor (9)Name of Business : SioTex Address: New Orleans, LA Nature of the Business: Personal/Private Investment Position/Title: Investment Related:No Start Date: 05/29/2018 Hours per month devoted to this business: 1 Hours per month devoted to this business during trading hours: 0 Description of duties: Investor 10)Name of Business : NA Address: 1315 Jackson Avenue,New Orleans, LA Nature of the Business: Non Profit Org. - Founder/Leadership Position/Title: Investment Adviser Investment Related:Yes Start Date: 08/27/2013 Hours per month devoted to this business: 2 Hours per month devoted to this business during trading hours: 0 Description of duties: I would be a member of the Endowment Committe for Trinity Episcopal Church.
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Past
February 13, 2013 - December 31, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
Mandeville, LA
Past
February 13, 2013 - December 31, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
Mandeville, LA
Past
January 11, 2005 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
RIA
CRD#: 4161
NEW ORLEANS, LA
Past
July 26, 1991 - February 13, 2013
MORGAN KEEGAN & COMPANY, LLC
BD
CRD#: 4161
NEW ORLEANS, LA
Past
July 21, 1983 - July 30, 1991
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RAYMOND JAMES & ASSOCIATES, INC.
ALEX. BROWN | STRATEGIC INVESTMENT MANAGEMENT SERVICES | RAYMOND JAMES CONSULTING SERVICES | RAYMOND JAMES & ASSOCIATES, INC. | PUBLIC FINANCE INVESTMENT STRATEGIES GROUP | INVESTMENT ADVISORY SERVICES | INSTITUTIONAL FIDUCIARY SOLUTIONS | ASSET MANAGEMENT SERVICES
CRD#: 705 / SEC#: 801-10418, 8-10999
RIA
Registered Investment Advisory firm - SEC (12/19/1974 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
This advisor is not registered in any state.
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 8
Date: 4/27/1992
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
RAYMOND JAMES & ASSOCIATES, INC.
ALEX. BROWN | STRATEGIC INVESTMENT MANAGEMENT SERVICES | RAYMOND JAMES CONSULTING SERVICES | RAYMOND JAMES & ASSOCIATES, INC. | PUBLIC FINANCE INVESTMENT STRATEGIES GROUP | INVESTMENT ADVISORY SERVICES | INSTITUTIONAL FIDUCIARY SOLUTIONS | ASSET MANAGEMENT SERVICES
CRD#: 705 / SEC#: 801-10418, 8-10999
RIA
Registered Investment Advisory firm - SEC (12/19/1974 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
880 Carillon Parkway, St. Petersburg, FL 33716
Mailing Address
880 Carillon Parkway, St. Petersburg, FL 33716
Phone number
(727) 567-1000
Established
Florida since 02/19/1969
Firm type
Corporation
Fiscal year end
September
Firm Size
Large
# of Employees
13,966
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RAYMOND JAMES FINANCIAL, INC. | HOLDING COMPANY | |
| AULETTA, SUZANNE ELIZABETH | DIRECTOR | 1418817 |
| BARKO, SHAWN JOSEPH | CHIEF COMPLIANCE OFFICER | 2690394 |
| BUNN, JAMES EDWARD | DIRECTOR | 3130320 |
| CAMPAGNOLI, VINCENT JOHN | CHIEF INFORMATION OFFICER | 1421076 |
| CURTIS, SCOTT | DIRECTOR | 1707935 |
| DELEON, ALLYSSA NICOLE | PRINCIPAL FINANCIAL OFFICER / FINOP | 6902665 |
| ELWYN, TASHTEGO SPRING | PRESIDENT - CHIEF EXECUTIVE OFFICER DIRECTOR | 2319098 |
| MARTIN, PHILIP ROGER | RIA CHIEF COMPLIANCE OFFICER | 2613565 |
| RUST, KEITH G | DIRECTOR, PRINCIPAL OPERATIONS OFFICER | 5915636 |
| SANTELLI, JONATHAN | GENERAL COUNSEL / SECRETARY | 6306997 |
| SICKLING, JAMES PHILIP | DIRECTOR | 1240810 |
Regulatory assets under management
| Total Number of Accounts | 1,070,028 |
| AUM (Assets Under Management) | $ 433,814,330,581 |
Disclosures
| Regulatory Event | 181 |
| Arbitration | 72 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
