Deborah S. Nuttycombe

TRUIST ADVISORY SERVICES

MANAKIN SABOT, VA 23103

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CRD#: 1155205

Professional summary

Deborah Stewart Nuttycombe, who also goes by Deborah Stewart Gardner, Deborah Sue Gardner, Deborah Sue Stewart, is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Manakin Sabot, Virginia and TRUIST INVESTMENT SERVICES, INC. located in Manakin Sabot, Virginia.

Deborah is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1983. Deborah has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6 and Series 22 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Deborah Stewart Gardner | Deborah Sue Gardner | Deborah Sue Stewart

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ONE RENTAL POSITION: None NATURE: We have a small cottage on our property that we would like to rent out. I will not be involved in any of the activities, but I am part owner of the property. My husband would be managing all aspects and the funds will go to him. INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 02/01/2022 ADDRESS: , Montpelier VA , United States DESCRIPTION: I am only reporting since I own 1/2 of the property. I have no duties.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Stewart Nuttycombe's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 20, 2016 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 27 Broad St, Manakin Sabot, VA 23103

RIA

CRD#: 283390

MANAKIN SABOT, VA

Current

January 11, 2016 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 27 Broad Street Rd, Manakin Sabot, VA 23103Office #2: 1348 Sycamore Sq, Midlothian, VA 23113

CRD#: 17499

Manakin Sabot, VA

Past

January 12, 2016 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

RICHMOND, VA

Past

October 30, 2009 - December 17, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

RICHMOND, VA

Past

October 30, 2009 - December 17, 2015

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

RICHMOND, VA

Past

March 9, 2007 - November 5, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

RICHMOND, VA

Past

March 9, 2007 - November 5, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

RICHMOND, VA

Past

January 27, 2006 - March 12, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

RICHMOND, VA

Past

January 12, 2006 - March 12, 2007

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

RICHMOND, VA

Past

September 9, 1992 - December 31, 1998

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Past

November 19, 1989 - September 5, 1990

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

March 27, 1989 - November 19, 1989

INTEGRATED RESOURCES EQUITY CORPORATION

CRD#: 6403

Past

October 21, 1983 - April 6, 1989

WS GRIFFITH SECURITIES, INC.

CRD#: 10410

HARTFORD, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/3/2017)

Connecticut
(12/18/2018)

Delaware
(12/21/2018)

District of Columbia
(1/14/2016)

Florida
(1/19/2016)

Georgia
(1/27/2016)

Indiana
(1/14/2016)

Louisiana
(6/3/2019)

Maryland
(1/14/2016)

Michigan
(2/26/2021)

Nevada
(11/20/2023)

New Jersey
(7/18/2018)

New York
(1/7/2021)

North Carolina
(1/13/2016)

Ohio
(1/11/2016)

Oregon
(8/6/2020)

South Carolina
(10/28/2016)

Texas
(8/29/2023)

Virginia
(1/12/2016)

IAR

Virginia
(9/20/2016)

Wisconsin
(12/20/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/26/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/20/1983

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/11/2006

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 10/4/1983

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 22

Date: 9/19/1983

Direct Participation Programs Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Deborah S. Nuttycombe

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Deborah Stewart Nuttycombe's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

AMERIPRISE FINANCIAL SERVICES, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

PFS INVESTMENTS INC.

OSAIC WEALTH, INC.

INTEGRATED RESOURCES EQUITY CORPORATION

WS GRIFFITH SECURITIES, INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 1/26/2006

Series 63

Date: 9/20/1983

SIE

Date: 10/1/2018

Series 7

Date: 1/11/2006

Series 6

Date: 10/4/1983

Series 22

Date: 9/19/1983

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

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