Judith L. Nativio
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Judith Linda Nativio, who also goes by Judy Nativio, Judith Linda Parzych, was a registered financial professional .
Judith is a previously registered financial professional and started their career in finance in 1983. Judith had worked at 8 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 9, 2013 - January 20, 2021
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
July 5, 2013 - January 20, 2021
RAYMOND JAMES FINANCIAL SERVICES, INC.
May 16, 2013 - July 5, 2013
RAYMOND JAMES & ASSOCIATES, INC.
May 15, 2013 - July 5, 2013
RAYMOND JAMES & ASSOCIATES, INC.
April 11, 2001 - May 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 30, 2001 - May 15, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
June 17, 1998 - April 10, 2001
RAYMOND JAMES & ASSOCIATES, INC.
May 11, 1998 - September 25, 1999
RONEY & CO.
November 4, 1988 - May 11, 1998
RONEY & CO. L.L.C.
February 19, 1986 - December 15, 1988
MORGAN STANLEY DW INC.
August 20, 1983 - December 24, 1985
FINANCIAL SQUARE PARTNERS
Primary Firm SEC Registration
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
CRD#: 149018 / SEC#: 801-69815
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,030,208 |
| AUM (Assets Under Management) | $ 344,868,106,925 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/12/2025 | ||
| 08/21/2024 | ||
| 09/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
