Ronald J. Holte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Jerome Holte was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1983. Ronald had worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 8, 2003 - November 10, 2017
QUEST CAPITAL STRATEGIES, INC.
March 5, 1997 - May 3, 2003
FSC SECURITIES CORPORATION
January 16, 1991 - May 3, 2003
FSC SECURITIES CORPORATION
December 10, 1990 - January 1, 1991
FSC SECURITIES CORPORATION
March 7, 1990 - December 19, 1990
E.F. DALY FINANCIAL GROUP
August 31, 1983 - February 8, 1990
BOARDWALK CAPITAL CORPORATION
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
QUEST CAPITAL STRATEGIES, INC.
CRD#: 16783 / SEC#: 801-77927, 8-34532
Contact information
Disclosures
| Regulatory Event | 5 |
| Arbitration | 6 |
Red Flags
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