Antoinette B. Disano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antoinette Bossola Disano, CFP®, who also goes by Antoinette Bossalatoohey, Antoinette B Bossola, Antoinette Bossola, Toni Bossola, Antoinette Bossola Bossolatooley, Antoinette Bossolatooley, Toni Bossolatooley, Toni Disano, Toni Tooley, was a registered financial professional .
Antoinette is a previously registered financial professional and started their career in finance in 1983. Antoinette had worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 2 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 21, 2014 - September 5, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
November 21, 2014 - September 5, 2025
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
June 14, 2013 - November 10, 2014
LPL FINANCIAL LLC
June 14, 2013 - November 10, 2014
LPL FINANCIAL LLC
September 24, 2012 - June 10, 2013
WELLS FARGO CLEARING SERVICES, LLC
August 13, 2012 - June 10, 2013
WELLS FARGO CLEARING SERVICES, LLC
November 27, 1984 - April 20, 1988
INTEGRATED RESOURCES EQUITY CORPORATION
August 16, 1984 - January 3, 1989
LINCOLN NATIONAL PENSION INSURANCE COMPANY
August 16, 1984 - December 7, 1998
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
August 16, 1984 - December 7, 1998
OSAIC FA, INC.
June 19, 1983 - August 28, 1984
AETNA LIFE INSURANCE AND ANNUITY COMPANY
Primary Firm SEC Registration
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 2/9/1983
Non-Member General Securities ExaminationCurrent Firm
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
CRD#: 20472 / SEC#: 801-63550, 8-44454
Contact information
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Part 2 Brochures
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TEACHERS INSURANCE AND ANNUITY ASSOCIATION OF AMERICA | SOLE OWNER OF APPLICANT | |
| ABBOTT, ROSS HAMLET | PRESIDENT, CEO (INTERIM), CHIEF OPERATING OFFICER, ELECTED MANAGER | 2756063 |
| BARNHILL, HELEN GWYN | CHIEF LEGAL OFFICER | 2574877 |
| BELLUCCI, RAYMOND JOHN | ELECTED MANAGER | 1807977 |
| HEASLIP, DEREK JAMES | ELECTED MANAGER | 6318596 |
| INTIHAR, JEREMY ROSS | CHIEF COMPLIANCE OFFICER - REGISTERED INVESTMENT ADVISER | 5040823 |
| LEWIS, BENJAMIN HERBERT | ELECTED MANAGER | 1687894 |
| MANGANO, JENNIFER LYNN | CHIEF FINANCIAL OFFICER | 7659359 |
| MUKHERJEE, NILADRI | ELECTED MANAGER | 5227234 |
| SARAVANAN, SHANKAR | VICE PRESIDENT, ELECTED MANAGER | 7789140 |
| STICKROD, CHRISTOPHER EUGENE | ELECTED MANAGER | 4627958 |
| WEINSTEIN, SCOTT WILLIAM | CHIEF COMPLIANCE OFFICER - BROKER DEALER | 4324014 |
Regulatory assets under management
| Total Number of Accounts | 72,807 |
| AUM (Assets Under Management) | $ 34,343,329,152 |
Disclosures
| Regulatory Event | 8 |
| Arbitration | 4 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/23/2025 | ||
| 12/13/2023 | ||
| 03/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
