Lawrence N. Vignola
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Lawrence Neal Vignola, who also goes by Larry VIgnola, Lawrence N Vignola, was a registered financial professional .
Lawrence is a previously registered financial professional and started their career in finance in 1983. Lawrence had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 22, Series 2 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2018 - December 31, 2020
SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY
July 21, 2010 - December 31, 2018
STABLE TWO FINANCIAL LLC
June 25, 2010 - July 8, 2010
STABLE TWO FINANCIAL LLC
June 10, 2010 - December 18, 2018
MUTUAL SECURITIES, INC.
January 1, 2008 - June 18, 2010
FIDELITY BROKERAGE SERVICES LLC
June 13, 1997 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
June 24, 1994 - May 21, 1997
VOYA FINANCIAL PARTNERS, LLC
September 13, 1991 - May 11, 1992
AETNA LIFE INSURANCE AND ANNUITY COMPANY
November 28, 1989 - January 27, 1995
AELTUS CAPITAL, INC
June 24, 1983 - December 21, 1989
AETNA FINANCIAL SERVICES, INC.
June 19, 1983 - October 7, 1987
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 2
Date: 3/10/1982
Non-Member General Securities ExaminationCurrent Firm
SHERIDAN ROAD ADVISORS, LLC, A HUB INTERNATIONAL COMPANY
CRD#: 293807 / SEC#: 801-113426
Contact information
Regulatory assets under management
| Total Number of Accounts | 882 |
| AUM (Assets Under Management) | $ 12,046,796,632 |
Red Flags
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