Barry M. Rosenblatt
Professional summary
Barry Mark Rosenblatt, who also goes by Barry M Rosenblatt, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Barry is registered as a RR (Registered Representative) and started their career in finance in 1983. Barry has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 2 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Barry Mark Rosenblatt's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 8, 1996 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 12, 1995 - September 9, 1996
ADVANTAGE CAPITAL CORPORATION
June 19, 1983 - April 12, 1989
AETNA LIFE INSURANCE AND ANNUITY COMPANY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/4/2016)
(1/2/2018)
(9/11/1996)
Exams
Series 2
Date: 11/19/1982
Non-Member General Securities ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
